Form D · Other Investment Fund

Kotak Iconic Fund

Mumbai, K7 · CIK 0001990458

Offering snapshot reported May 5, 2026 · SEC filing

Reported sold: $289M
Investors reported: 849
Minimum accepted: $125K
First sale: Sep 20, 2023

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors32 → 849

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 5, 2026	Amendment	$289,275,202	No comparison	849	SEC filing
Mar 7, 2025	Amendment	Yet to sell	No comparison	32	SEC filing
Aug 29, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-490868

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
KOTAK MAHINDRA, INC.	47251

Source: Form D, filed May 5, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KOTAK ICONIC FUND

Investment adviser: KOTAK ALTERNATE ASSET MANAGERS LIMITED

Gross asset value: $277M
Beneficial owners: 60
ADV minimum commitment: $106K

Reported in Form ADV on Jun 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator AXIS BANK LIMITED MUMBAI, India Investor statements: No (provided to no investors) Related to adviser: No

Auditor MM CHITALE AND CO MUMBAI, India

Custodian AXIS BANK LIMITED MUMBAI, India Related to adviser: No

Marketer KOTAK MAHINDRA, INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

AXIS BANK LIMITED
LEI 549300HVNWMJPOFVNI41

KOTAK MAHINDRA, INC.
CRD 47251 · SEC 8-51740

Filing source

Form ADV 2114285 · Jun 30, 2026 · Schedule D 7.B.(1), fund 805-1535733392

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Kotak Iconic Fund (this fund)	May 5, 2026	$289,275,202	849
Kotak Iconic Fund II	Oct 9, 2026	$188,420,833	755

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jaimin Bhatt	Director
Tanvi Bothra	Executive
Oisharya Das	Director
Dipak Gupta	Director
Jaideep Hansraj	Director
Lakshmi Iyer	Director
Eshwar Karra	Director
Nishant Kumar	Executive
Rajeev Saptarshi	Director
Gaurang Shah	Director
Sriniwasan Subramanian	Director
Parag Sukhija	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

27, Bkc, 7 Th Floor, Plot No. C 27 G Block, Bandra Kurla Complex, Bandra E
Mumbai, K7, 400 051