Form D · Other Investment Fund

Kotak Optimus India Allocation Moderate Scheme

Mumbai, K7 · CIK 0001936980

Offering snapshot reported May 5, 2026 · SEC filing

Reported sold
$7.4M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$125K
Reported outside-investor minimum
First sale
Nov 19, 2024
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors1 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 5, 2026Amendment$7,402,704No comparison4SEC filing
Mar 7, 2025AmendmentYet to sellNo comparison1SEC filing
Mar 8, 2023InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-475171

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
KOTAK MAHINDRA, INC.47251

Source: Form D, filed May 5, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KOTAK OPTIMUS INDIA ALLOCATION MODERATE SCHEME

Investment adviser: KOTAK ALTERNATE ASSET MANAGERS LIMITED

Gross asset value
$7.56M
Beneficial owners
0
ADV minimum commitment
$106K

Reported in Form ADV on Jun 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator AXIS BANK LIMITED MUMBAI, India Investor statements: No (provided to no investors) Related to adviser: No
Auditor MM CHITALE AND CO MUMBAI, India
Custodian AXIS BANK LIMITED MUMBAI, India Related to adviser: No
Marketer KOTAK MAHINDRA, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

AXIS BANK LIMITED
LEI 549300HVNWMJPOFVNI41

KOTAK MAHINDRA, INC.
CRD 47251 · SEC 8-51740

Filing source

Form ADV 2114285 · Jun 30, 2026 · Schedule D 7.B.(1), fund 805-5814906620

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gaurav Aggarwal Executive
Jaimin Bhatt Director
Oisharya Das Director
Shanti Ekambaram Director
Dipak Gupta Director
Eshwar Karra Director
Nishant Kumar Executive
Rajeev Saptarshi Director
Gaurang Shah Director
Sriniwasan Subramanian Director
Parag Sukhija Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
27, Bkc, 7 Th Floor, Plot No. C 27 G Block, Bandra Kurla Complex, Bandra E
Mumbai, K7, 400 051