Investment adviser · CRD 173381

HINOKI CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

GREENWICH, CT, United States · Form ADV filed Mar 28, 2018

Regulatory AUM: $106M
Client accounts: 3
Employees: 5
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$106,304,607	100.0%

Filing source

Form ADV 1191115 · Mar 28, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HINOKI INVESTMENTS, LTDHedge Fund · Last reported Mar 28, 2018$106MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GRAND CAYMAN, Cayman Islands

Custodian CIBC CHICAGO, Illinois, United States Related to adviser: No

Custodian WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer FLYING CLOUD SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

FLYING CLOUD SECURITIES LLC
CRD 167621 · SEC 8-69270

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source

Fund ID: 805-5067556846
Reported beneficial owners: 4
Minimum commitment: $1M
Form D file number: 021-185468
Form D file number: 021-279299

Form ADV 1191115 · Mar 28, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

80 FIELD POINT ROAD, 2ND FLOOR
GREENWICH, CT, 06830, United States

CRD 173381

Filing source

Form ADV 1191115 · Mar 28, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.