Form D · Hedge Fund

HINOKI FUND, LP

Greenwich, CT · CIK 0001559609

Offering snapshot reported Oct 5, 2017 · SEC filing

Reported sold: $75.1M
Investors reported: 71
Minimum accepted: $0
First sale: Jul 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$73,662,888 → $75,062,888
Reported investors70 → 71

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 5, 2017	Amendment	$75,062,888	$1,400,000vs Oct 6, 2016	71	SEC filing
Oct 6, 2016	Amendment	$73,662,888	$32,243,650vs Oct 7, 2015	70	SEC filing
Oct 7, 2015	Amendment	$41,419,238	$16,250,000vs Oct 7, 2014	50	SEC filing
Oct 7, 2014	Amendment	$25,169,238	$10,492,856vs Oct 7, 2013	48	SEC filing
Oct 7, 2013	Amendment	$14,676,382	$7,901,382vs Oct 12, 2012	36	SEC filing
Oct 12, 2012	Initial	$6,775,000	No comparison	8	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $41K (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-185468

The recipient listed in Item 12 is paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
FLYING CLOUD SECURITIES LLC	167621

Source: Form D, filed Oct 5, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HINOKI FUND, LP

Investment adviser: HINOKI CAPITAL MANAGEMENT LLC

Gross asset value: $122M
Beneficial owners: 46
ADV minimum commitment: $1M

Reported in Form ADV on Apr 13, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP NEW YORK, New York, United States

Custodian THE PRIVATE BANK CHICAGO, Illinois, United States Related to adviser: No

Custodian WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer FLYING CLOUD SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

FLYING CLOUD SECURITIES LLC
CRD 167621 · SEC 8-69270

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 995686 · Apr 13, 2016 · Schedule D 7.B.(1), fund 805-2323133571

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ellen H. Adams	Executive
David P. Gerber	Executive
Mariko O. Gordon	Executive
Hinoki Capital Management Llc	Executive
Hinoki Partners Llc	Executive
Daniel B. Sheridan	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Hinoki Partners Llc 80 Field Point Road, 2 Nd Floor
Greenwich, CT, 06830