Form D · Hedge Fund

HINOKI FUND, LTD.

Grand Cayman, E9 · CIK 0001695360

Offering snapshot reported Jan 24, 2018 · SEC filing

Reported sold: $771K
Investors reported: 1
Minimum accepted: $100K
First sale: Jan 1, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 24, 2018	Amendment	$771,235	$0vs Jan 26, 2017	1	SEC filing
Jan 26, 2017	Initial	$771,235	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-279299

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
FLYING CLOUD SECURITIES LLC	167621

Source: Form D, filed Jan 24, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HINOKI FUND, LTD

Investment adviser: HINOKI CAPITAL MANAGEMENT LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $1M

Reported in Form ADV on Apr 13, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP NEW YORK, New York, United States

Custodian THE PRIVATE BANK CHICAGO, Illinois, United States Related to adviser: No

Custodian WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer FLYING CLOUD SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

FLYING CLOUD SECURITIES LLC
CRD 167621 · SEC 8-69270

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 995686 · Apr 13, 2016 · Schedule D 7.B.(1), fund 805-8401087072

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Bree	Director
Hinoki Capital Management Llc	Executive, Promoter
Cormac Sheehan	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Elian Fiduciary Services 190 Elgin Avenue, George Town
Grand Cayman, E9, KY1-9007