Investment adviser · CRD 106699

HARTFORD INVESTMENT MANAGEMENT COMPANY

HARTFORD, CT, United States · Form ADV filed Mar 23, 2023

Regulatory AUM
$111B
Form ADV · Item 5.F
Client accounts
182
Accounts, not individual clients
Employees
290
Reported in this filing
Advisory professionals
116
Investment advisory functions

How this adviser has changed

Annual filings

Regulatory assets under management

Reported regulatory AUM by annual filing$0$55.4B$111BFY 2021: $109,126,975,227.00FY 2021FY 2022: $110,827,884,619.00FY 2022

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal yearRegulatory AUMEmployeesFiled
2021$109,126,975,227289Mar 29, 2022
2022$110,827,884,619290Mar 23, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Insurance companies45$86,444,606,83578.0%
Pooled investment vehicles33$18,247,429,54316.5%
Retirement plans5$3,959,210,8123.6%
Banks & thriftsFewer than 5$1,369,875,5981.2%
Investment companies1$534,131,0160.5%
Corporations & businesses6$272,630,8150.2%
Filing source

Form ADV 1700953 · Mar 23, 2023 · Item 5.D

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

STATE STREET BANK AND TRUST COMPANY

Fund administrator · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Private funds & service providers

33 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

SEPARATE ACCOUNT ICMG SERIES IIC, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - HIMCO 30 YEAR MBS / ABS INDEX DIVISIONOther Private Fund$6.66BGross asset value
Search Form D filings →
Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source
Fund ID
805-6234407285
Reported beneficial owners
1
Minimum commitment
$0
Form D file number
021-53126

Form ADV 1700953 · Mar 23, 2023 · Schedule D 7.B.(1)

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SEPARATE ACCOUNT ICMG SERIES IIA, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - SVA HIMCO U.S. AGGREGATE BOND INDEX DIOther Private Fund$2.05BGross asset value
Search Form D filings →
Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source
Fund ID
805-2338124435
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1700953 · Mar 23, 2023 · Schedule D 7.B.(1)

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SEPARATE ACCOUNT ICMG SERIES IIA, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - HIMCO 30 YEAR NEW MBS / ABS DIVISIONOther Private Fund$1.99BGross asset value
Search Form D filings →
Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source
Fund ID
805-7371859514
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1700953 · Mar 23, 2023 · Schedule D 7.B.(1)

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SEPARATE ACCOUNT ICMG SERIES IIA, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - HIMCO S&P 500 INDEX DIVISIONOther Private Fund$1.62BGross asset value
Search Form D filings →
Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source
Fund ID
805-7876839071
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1700953 · Mar 23, 2023 · Schedule D 7.B.(1)

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SEPARATE ACCOUNT ICMG SERIES IV, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - HIMCO U.S. AGGREGATE BOND INDEX DIVISIOOther Private Fund$1.55BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source
Fund ID
805-9135928877
Reported beneficial owners
1
Minimum commitment
$0
Form D file number
021-41994

Form ADV 1700953 · Mar 23, 2023 · Schedule D 7.B.(1)

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SEPARATE ACCOUNT ICMG SERIES IIA, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - HIMCO U.S. AGGREGATE BOND INDEX DIVISIOther Private Fund$1.39BGross asset value
Search Form D filings →
Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source
Fund ID
805-7259387669
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1700953 · Mar 23, 2023 · Schedule D 7.B.(1)

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SEPARATE ACCOUNT ICMG SERIES IIA, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - SV HIMCO ACTIVE COMMERCIAL MORTGAGE-BACOther Private Fund$734MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source
Fund ID
805-8328590915
Reported beneficial owners
1
Minimum commitment
$0
Form D file number
021-78261

Form ADV 1700953 · Mar 23, 2023 · Schedule D 7.B.(1)

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Nov 15, 2022 · previous imported filing

  • Regulatory AUM$109,126,975,227 → $110,827,884,619
  • Client accounts158 → 182
  • Employees289 → 290
Filing source

Form ADV 1700953 · Mar 23, 2023 · Items 1 & 5

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$107B
Non-discretionary
$3.96B

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

ONE HARTFORD PLAZA
HARTFORD, CT, 06155, United States

CRD 106699

Filing source

Form ADV 1700953 · Mar 23, 2023 · Items 1 & 5

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.