Investment adviser · CRD 125336

GRUBER & MCBAINE

Investment adviser filing (IA)

GRUBER & MCBAINE CAPITAL MANAGEMENT, LLC

SAN FRANCISCO, CA, United States · Form ADV filed May 7, 2012

Regulatory AUM
$709M
Form ADV · Item 5.F
Client accounts
34
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LAGUNITAS PARTNERS, LPHedge Fund · Last reported May 7, 2012$338MGross asset value

Form D fundraising filings

LAGUNITAS PARTNERS A CALIFORNIA LP

Auditor ACSB & COMPANY, LLP SAN FRANCISCO, California, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker MERLIN SECURITIES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MERLIN SECURITIES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-6013718344
Reported beneficial owners
26
Minimum commitment
$1M
Form D file number
021-128135

Form ADV 645521 · May 7, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GRUBER & MCBAINE INTERNATIONALHedge Fund · Last reported May 7, 2012$18.6MGross asset value

Form D fundraising filings

GRUBER & MCBAINE INTERNATIONAL

Fund administrator CAYMAN NATIONAL FUND SERVICES LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RANKIN BERKOWER CAYMAN LTD GRAND CAYMAN, Cayman Islands
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker MERLIN SECURITIES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MERLIN SECURITIES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-6567257551
Reported beneficial owners
13
Minimum commitment
$500K
Form D file number
021-60747

Form ADV 645521 · May 7, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 7, 2012. View historical filings

Reported services

Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

50 OSGOOD PLACE,, PENTHOUSE
SAN FRANCISCO, CA, 94133-4644, United States

CRD 125336

Filing source

Form ADV 645521 · May 7, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.