Form D · Hedge Fund

GRUBER & MCBAINE INTERNATIONAL

Grand Cayman, E9 · CIK 0001088671

Offering snapshot reported Mar 4, 2010 · SEC filing

Reported sold
$63.4M
Offering amount: $200M
Investors reported
25
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 1, 1995
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 4, 2010Amendment$63,417,655No comparison25SEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-60747

Source: Form D, filed Mar 4, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRUBER & MCBAINE INTERNATIONAL

Investment adviser: GRUBER & MCBAINE CAPITAL MANAGEMENT, LLC

Gross asset value
$18.6M
Beneficial owners
13
ADV minimum commitment
$500K

Reported in Form ADV on May 7, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CAYMAN NATIONAL FUND SERVICES LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RANKIN BERKOWER CAYMAN LTD GRAND CAYMAN, Cayman Islands
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker MERLIN SECURITIES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MERLIN SECURITIES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 645521 · May 7, 2012 · Schedule D 7.B.(1), fund 805-6567257551

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Christopher Lumsden Director, Promoter
Rosaline Whorms Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Cayman National Trust Co. Ltd. Suite 6201, 62 Forum Lane, Camana Bay
Grand Cayman, E9, 00000