Form D · Hedge Fund

LAGUNITAS PARTNERS A CALIFORNIA LP

San Francisco, CA · CIK 0001458858

Offering snapshot reported Feb 17, 2011 · SEC filing

Reported sold
$192M
Offering amount: $1B
Investors reported
183
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 1, 1987
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$95.8M$192MMar 29, 2010: $191,557,826.00Mar 29, 2010Feb 17, 2011: $191,557,826.00Feb 17, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors138 → 183

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 17, 2011Amendment$191,557,826$0vs Mar 29, 2010183SEC filing
Mar 29, 2010Amendment$191,557,826No comparison138SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-128135
Limited partner interests

Source: Form D, filed Feb 17, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAGUNITAS PARTNERS, LP

Investment adviser: GRUBER & MCBAINE CAPITAL MANAGEMENT, LLC

Gross asset value
$338M
Beneficial owners
26
ADV minimum commitment
$1M

Reported in Form ADV on May 7, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ACSB & COMPANY, LLP SAN FRANCISCO, California, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker MERLIN SECURITIES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MERLIN SECURITIES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 645521 · May 7, 2012 · Schedule D 7.B.(1), fund 805-6013718344

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jon D. Gruber Executive, Promoter
N/A Gruber & Mc Baine Capital Management, Llc Executive, Promoter
J. Patterson Mc Baine Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
50 Osgood Place
San Francisco, CA, 94133