Investment adviser · CRD 104517

FRANKLIN ADVISERS, INC.

Investment adviser filing (IA)

SAN MATEO, CA, United States · Form ADV filed Sep 16, 2026

Regulatory AUM: $509B
Client accounts: 25,018
Employees: 384
Advisory professionals: 272

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	254	$368,096,530,114	72.3%
Pooled investment vehicles	263	$98,210,493,146	19.3%
Individuals	22,641	$14,808,202,778	2.9%
Sovereign wealth & foreign institutions	20	$8,579,667,613	1.7%
Retirement plans	255	$6,014,679,945	1.2%
Insurance companies	18	$5,110,334,689	1.0%
High-net-worth individuals	382	$3,073,826,881	0.6%
Other investment advisers	83	$2,919,051,700	0.6%
Corporations & businesses	823	$1,596,473,866	0.3%
Other clients	223	$487,095,133	0.1%
Charities	139	$465,230,099	0.1%
Government entities	6	$70,795,574	0.0%
Banks & thrifts	13	$21,033,403	0.0%

Filing source

Form ADV 2127927 · Sep 16, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

FRANKLIN VENTURES INVESTMENTS, L.P. - STRATEGIC TECHNOLOGY SERIES IVPrivate Equity Fund · Last reported Sep 16, 2026$75.5MGross asset value

Form D fundraising filings

FRANKLIN VENTURES INVESTMENTS, L.P.- STRATEGIC TECHNOLOGY SERIES IV

Fund administrator CARTA INVESTOR SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP 300 MADISON AVENUE, New York, United States

Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No

Marketer FRANKLIN DISTRIBUTORS, LLC SAN MATEO, California, United States Related to adviser: Yes

Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

FRANKLIN DISTRIBUTORS, LLC
CRD 109064 · SEC 8-53089

MORGAN STANLEY
CRD 149777 · SEC 801-70103

Fund details & source

Fund ID: 805-9652988523
Reported beneficial owners: 114
Minimum commitment: $100K
Form D file number: 021-508750

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUTNAM INTERMEDIATE US INVESTMENT GRADE FUND, LLCHedge Fund · Last reported Sep 16, 2026$71.6MGross asset value

Form D fundraising filings

PUTNAM INTERMEDIATE U.S. INVESTMENT GRADE FUND LLC

Fund administrator STATE STREET BANK AND TRUST COMPANY, SUB-ACCOUNTING AGENT BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-4495952409
Reported beneficial owners: 2
Minimum commitment: $10M
Form D file number: 021-96032

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRANKLIN VENTURES INVESTMENTS, L.P. - TECHNOLOGY OPPS SERIESPrivate Equity Fund · Last reported Sep 16, 2026$69MGross asset value

Form D fundraising filings

Franklin Ventures Investments, L.P. - Technology Opps Series

Fund administrator CARTA INVESTOR SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP WASHINGTON, Washington, United States

Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-5880902422
Reported beneficial owners: 1
Minimum commitment: $1M
Form D file number: 021-445249

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

K2 HOLDINGS INVESTMENT CORPORATIONHedge Fund · Last reported Sep 16, 2026$66.5MGross asset value

Fund administrator BANK OF NEW YORK NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG STAMFORD, Connecticut, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-2887523865
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRANKLIN VENTURES INVESTMENTS, L.P. - FVP SERIES 10Private Equity Fund · Last reported Sep 16, 2026$55.2MGross asset value

Form D fundraising filings

Franklin Ventures Investments , L.P. - FVP SERIES 10

Fund administrator CARTA INVESTOR SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP WASHINGTON, Washington, United States

Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-3588100090
Reported beneficial owners: 11
Minimum commitment: $200K
Form D file number: 021-466096

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FVP GIANT LEAP FUND, L.P.Private Equity Fund · Last reported Sep 16, 2026$50.6MGross asset value

Form D fundraising filings

FVP Giant Leap Fund, L.P.

Fund administrator CARTA INVESTOR SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-2072824050
Reported beneficial owners: 46
Minimum commitment: $100K
Form D file number: 021-548239

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRANKLIN VENTURES INVESTMENTS, L.P. - ENTERPRISE TECHNOLOGY SERIESPrivate Equity Fund · Last reported Sep 16, 2026$46.3MGross asset value

Form D fundraising filings

Franklin Ventures Investments, L.P. - Enterprise Technology Series

Fund administrator CARTA INVESTOR SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP WASHINGTON DC, Washington, United States

Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6964543311
Reported beneficial owners: 17
Minimum commitment: $200K
Form D file number: 021-401774

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 16, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

ONE FRANKLIN PARKWAY, BUILDING 970, 1ST FLOOR
SAN MATEO, CA, 94403, United States

CRD 104517

Filing source

Form ADV 2127927 · Sep 16, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.