Investment adviser · CRD 104517

FRANKLIN ADVISERS, INC.

Investment adviser filing (IA)

SAN MATEO, CA, United States · Form ADV filed Sep 16, 2026

Regulatory AUM: $509B
Client accounts: 25,018
Employees: 384
Advisory professionals: 272

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	254	$368,096,530,114	72.3%
Pooled investment vehicles	263	$98,210,493,146	19.3%
Individuals	22,641	$14,808,202,778	2.9%
Sovereign wealth & foreign institutions	20	$8,579,667,613	1.7%
Retirement plans	255	$6,014,679,945	1.2%
Insurance companies	18	$5,110,334,689	1.0%
High-net-worth individuals	382	$3,073,826,881	0.6%
Other investment advisers	83	$2,919,051,700	0.6%
Corporations & businesses	823	$1,596,473,866	0.3%
Other clients	223	$487,095,133	0.1%
Charities	139	$465,230,099	0.1%
Government entities	6	$70,795,574	0.0%
Banks & thrifts	13	$21,033,403	0.0%

Filing source

Form ADV 2127927 · Sep 16, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

FRANKLIN VENTURES INVESTMENTS, L.P. - STRATEGIC TECHNOLOGY SERIES IIPrivate Equity Fund · Last reported Sep 16, 2026$109MGross asset value

Form D fundraising filings

Franklin Ventures Investments, L.P. - Strategic Technology Series II

Fund administrator CARTA INVESTOR SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP 300 MADISON AVENUE, New York, United States

Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-1503508543
Reported beneficial owners: 37
Minimum commitment: $100K
Form D file number: 021-481313

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRANKLIN VENTURES INVESTMENTS, L.P. - OPPORTUNITIES FUND SERIES IIIPrivate Equity Fund · Last reported Sep 16, 2026$108MGross asset value

Form D fundraising filings

Franklin Ventures Investments, L.P. - Opportunities Fund Series III

Fund administrator CARTA INVESTOR SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP WASHINGTON, Washington, United States

Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-8917421543
Reported beneficial owners: 18
Minimum commitment: $0
Form D file number: 021-474001

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUTNAM TOTAL RETURN US INVESTMENT GRADE FIXED INCOME, LLCHedge Fund · Last reported Sep 16, 2026$107MGross asset value

Form D fundraising filings

PUTNAM TOTAL RETURN U.S. INVESTMENT GRADE FIXED INCOME, LLC

Fund administrator STATE STREET BANK AND TRUST COMPANY, SUB-ACCOUNTING AGENT BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-7387045159
Reported beneficial owners: 3
Minimum commitment: $10M
Form D file number: 021-128751

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRANKLIN TALOS II, L.P.Private Equity Fund · Last reported Sep 16, 2026$102MGross asset value

Form D fundraising filings

Franklin Talos II, L.P.

Feeder funds

FRANKLIN TALOS II (CAYMAN), L.P.

Fund administrator SS&C TECHNOLOGIES, INC., WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP WASHINGTON, Washington, United States

Custodian J.P. MORGAN CHASE BANK N.A. NEWYORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-3279481881
Reported beneficial owners: 20
Minimum commitment: $500K
Form D file number: 021-445756

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

37 CAPITAL PRIVATE MORTGAGE FUND, L.P.Hedge Fund · Last reported Sep 16, 2026$99.4MGross asset value

Form D fundraising filings

37 Capital Private Mortgage Fund, LP

Feeder funds

37 CAPITAL PRIVATE MORTGAGE FUND (CAYMAN), LP

Fund administrator SS&C TECHNOLOGIES BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BROWN BROTHERS HARRIMAN & CO.
LEI 5493006KMX1VFTPYPW14

Fund details & source

Fund ID: 805-9554420396
Reported beneficial owners: 4
Minimum commitment: $5M
Form D file number: 021-362877
Form D file number: 021-362879

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRANKLIN VENTURES INVESTMENTS, L.P. - STRATEGIC TECHNOLOGY SERIES IIIPrivate Equity Fund · Last reported Sep 16, 2026$87.9MGross asset value

Form D fundraising filings

FRANKLIN VENTURES INVESTMENTS, L.P.- STRATEGIC TECHNOLOGY SERIES III

Fund administrator CARTA INVESTOR SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP 300 MADISON AVENUE, New York, United States

Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No

Marketer FRANKLIN DISTRIBUTORS, LLC SAN MATEO, California, United States Related to adviser: Yes

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

FRANKLIN DISTRIBUTORS, LLC
CRD 109064 · SEC 8-53089

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Fund details & source

Fund ID: 805-1949672867
Reported beneficial owners: 37
Minimum commitment: $100K
Form D file number: 021-508744

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL SUMMITS (MASTER) FUND, LTD.Hedge Fund · Last reported Sep 16, 2026$81.5MGross asset value

Feeder funds

Fund administrator THE BANK OF NEW YORK MELLON ORLANDO, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-7220277542
Reported beneficial owners: 8
Minimum commitment: $100K

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 16, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

ONE FRANKLIN PARKWAY, BUILDING 970, 1ST FLOOR
SAN MATEO, CA, 94403, United States

CRD 104517

Filing source

Form ADV 2127927 · Sep 16, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.