Investment adviser · CRD 162101

FINISTERRE CAPITAL LLP

Investment adviser filing (IA)

LONDON, United Kingdom · Form ADV filed Jul 6, 2020

Regulatory AUM
$3.25B
Form ADV · Item 5.F
Client accounts
12
Accounts, not individual clients
Employees
31
Reported in this filing
Advisory professionals
13
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles9$1,970,239,54660.7%
Investment companies3$1,275,047,96039.3%
Filing source

Form ADV 1442766 · Jul 6, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FINISTERRE CREDIT MASTER FUNDHedge Fund · Last reported Jul 6, 2020$765MGross asset value

Feeder funds

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian BANCO SANTANDER, S.A. MADRID, Spain Related to adviser: No
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian BNP PARIBAS PARIS, France Related to adviser: No
Custodian CITIBANK, N.A LONDON, United Kingdom Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No
Custodian CREDIT SUISSE INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian ING BANK N.V. AMSTERDAM, Netherlands Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. LONDON, United Kingdom Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian NOMURA INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION (TNTIBC) JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SOCIETE GENERALE PARIS, France Related to adviser: No
Custodian STANDARD BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian STANDARD CHARTERED BANK LONDON, United Kingdom Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY LONDON, United Kingdom Related to adviser: No
Custodian THE ROYAL BANK OF SCOTLAND PLC LONDON, United Kingdom Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1266

BANCO SANTANDER, S.A.
LEI 5493006QMFDDMYWIAM13

BARCLAYS BANK PLC
LEI G5GSEF7VJP5I7OUK5573

BNP PARIBAS
LEI R0MUWSFPU8MPRO8K5P83

CITIBANK, N.A
LEI E57ODZWZ7FF32TWEFA76

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CITIGROUP GLOBAL MARKETS LIMITED
LEI XKZZ2JZF41MRHTR1V493

CREDIT SUISSE INTERNATIONAL
LEI E58DKGMJYYYJLN8C3868

CREDIT SUISSE SECURITIES (EUROPE) LIMITED
LEI DL6FFRRLF74S01HE2M14

DEUTSCHE BANK AG
LEI 7LTWFZYICNSX8D621K86

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

HSBC BANK PLC
LEI MP6I5ZYZBEU3UXPYFY54

ING BANK N.V.
LEI 3TK20IVIUJ8J3ZU0QE75

JPMORGAN CHASE BANK, N.A.
LEI K6Q0W1PS1L1O4IQL9C32

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

NOMURA INTERNATIONAL PLC
LEI DGQCSV2PHVF7I2743539

SOCIETE GENERALE
LEI O2RNE8IBXP4R0TD8PU41

STANDARD BANK PLC
LEI F01VVKN4DRF2NWKGQ283

STANDARD CHARTERED BANK
LEI RILFO74KP1CM8P6PCT96

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

THE ROYAL BANK OF SCOTLAND PLC
LEI 21380078CCZSEEIIKA41

UBS AG
LEI BFM8T61CT2L1QCEMIK50

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-9891079002
Reported beneficial owners
8
Minimum commitment
$100K

Form ADV 1442766 · Jul 6, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FINISTERRE MULTI-STRATEGY FUND, A SUB-FUND OF FINISTERRE MULTI-STRATEGY FUND ICAVHedge Fund · Last reported Jul 6, 2020$19MGross asset value

Form D fundraising filings

Finisterre Multi-Strategy Fund ICAV

Fund administrator SS&C FINANCIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland
Custodian BANK OF AMERICA CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION (TNTIBC) JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer PRINCIPAL GLOBAL INVESTORS (AUSTRALIA) LIMITED SYDNEY, Australia Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1366

Fund details & source
Fund ID
805-2805870232
Reported beneficial owners
1
Minimum commitment
$1M
Form D file number
021-296869

Form ADV 1442766 · Jul 6, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FINISTERRE CREDIT VALUE MASTER FUNDHedge Fund · Last reported Jul 6, 2020$12.3MGross asset value

Feeder funds

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian CITIBANK, N.A LONDON, United Kingdom Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION (TNTIBC) JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1366

BARCLAYS BANK PLC
LEI G5GSEF7VJP5I7OUK5573

CITIBANK, N.A
LEI E57ODZWZ7FF32TWEFA76

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

HSBC BANK PLC
LEI MP6I5ZYZBEU3UXPYFY54

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-2150174634
Reported beneficial owners
5
Minimum commitment
$100K

Form ADV 1442766 · Jul 6, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FINISTERRE GLOBAL OPPORTUNITY MASTER FUNDHedge Fund · Last reported Jul 6, 2020$10.4MGross asset value

Feeder funds

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION (TNTIBC) JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1266

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

J.P. MORGAN SECURITIES LLC
SEC 8-35008

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-2950222919
Reported beneficial owners
0
Minimum commitment
$100K

Form ADV 1442766 · Jul 6, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FINISTERRE SOVEREIGN DEBT MASTER FUNDHedge Fund · Last reported Feb 29, 2016$1.73BGross asset value

Feeder funds

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-5864015314
Reported beneficial owners
12
Minimum commitment
$50K

Form ADV 981066 · Feb 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CREDIT SURGE MASTER FUNDHedge Fund · Last reported Dec 4, 2019$227MGross asset value

Feeder funds

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland
Custodian CREDIT SUISSE INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION (TNTIBC) JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1366

CREDIT SUISSE INTERNATIONAL
LEI E58DKGMJYYYJLN8C3868

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

Fund details & source
Fund ID
805-6216471826
Reported beneficial owners
0
Minimum commitment
$1M
Form D file number
021-1628727

Form ADV 1357131 · Dec 4, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FINISTERRE EQUITY MASTER FUNDHedge Fund · Last reported Dec 20, 2013$0Gross asset value

Feeder funds

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP GRAND CAYMAN, Cayman Islands
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2114979875
Reported beneficial owners
0
Minimum commitment
$100K

Form ADV 773442 · Dec 20, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 6, 2020. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

10 NEW BURLINGTON STREET
LONDON, W1S 3BE, United Kingdom

CRD 162101

Filing source

Form ADV 1442766 · Jul 6, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.