Form D · Hedge Fund

FINISTERRE SOVEREIGN DEBT FUND

Grand Cayman, E9 · CIK 0001459086

Offering snapshot reported May 26, 2015 · SEC filing

Reported sold: $125M
Investors reported: 13
Minimum accepted: $500K
First sale: Apr 1, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 26, 2015	Amendment	$125,349,371	$0vs May 27, 2014	13	SEC filing
May 27, 2014	Amendment	$125,349,371	-$31,739,513vs May 23, 2013	13	SEC filing
May 23, 2013	Amendment	$157,088,884	$126,820,884vs Jan 13, 2012	32	SEC filing
Jan 13, 2012	Amendment	$30,268,000	$17,118,000vs Jan 14, 2011	10	SEC filing
Jan 14, 2011	Amendment	$13,150,000	$800,000vs Jan 14, 2010	5	SEC filing
Jan 14, 2010	Amendment	$12,350,000	No comparison	5	SEC filing
Mar 10, 2009	Paper	Not reported	No comparison	Not reported

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-128266

The entity listed in Item 12 above is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager from the assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC	151470

Source: Form D, filed May 26, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FINISTERRE SOVEREIGN DEBT FUND

Investment adviser: FINISTERRE CAPITAL LLP

Gross asset value: $689M
Beneficial owners: 2
ADV minimum commitment: $500K

Reported in Form ADV on Feb 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Marketer CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Marketer PRINCIPAL GLOBAL INVESTORS (AUSTRALIA) LTD SYDNEY, Australia Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC
CRD 151470 · SEC 8-68376

Filing source

Form ADV 981066 · Feb 29, 2016 · Schedule D 7.B.(1), fund 805-2420861575

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Finisterre Capital Llp	Executive
Finisterre Malta Limited	Executive
Frode Foss Skiftesvik	Director
Jonathan Nicholson	Director
Colin Shaw	Director
Yan Swiderski	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ugland House, Box 309
Grand Cayman, E9, KY1-1104