Form D · Hedge Fund

Finisterre Sovereign Debt Partners, LP

Valletta, O1 · CIK 0001478574

Offering snapshot reported Jul 27, 2015 · SEC filing

Reported sold: $97.9M
Investors reported: 17
Minimum accepted: $500K
First sale: Jul 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$91,507,142 → $97,946,342
Reported investors13 → 17

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 27, 2015	Amendment	$97,946,342	$6,439,200vs Jul 25, 2014	17	SEC filing
Jul 25, 2014	Amendment	$91,507,142	$1,636,900vs Jul 12, 2013	13	SEC filing
Jul 12, 2013	Amendment	$89,870,242	$18,262,775vs Jul 9, 2012	17	SEC filing
Jul 9, 2012	Amendment	$71,607,467	$10,999,000vs Jun 30, 2011	17	SEC filing
Jun 30, 2011	Amendment	$60,608,467	$6,490,000vs Jan 14, 2011	16	SEC filing
Jan 14, 2011	Amendment	$54,118,467	$2,050,000vs Jan 14, 2010	13	SEC filing
Jan 14, 2010	Initial	$52,068,467	No comparison	10	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-137840

The entity listed in Item 12 above is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager from the assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Credit Suisse Prime Securities Services (USA) LLC	151470	n/a

Source: Form D, filed Jul 27, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FINISTERRE SOVEREIGN DEBT PARTNERS, LP

Investment adviser: FINISTERRE CAPITAL LLP

Gross asset value: $55M
Beneficial owners: 5
ADV minimum commitment: $500K

Reported in Form ADV on Feb 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor UNTRACHT & EARLY LLP NEW YORK, New York, United States

Marketer CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Marketer PRINCIPAL GLOBAL INVESTORS (AUSTRALIA) LTD SYDNEY, Australia Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC
CRD 151470 · SEC 8-68376

Filing source

Form ADV 981066 · Feb 29, 2016 · Schedule D 7.B.(1), fund 805-9243057527

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ray Busuttil	Director
Finisterre Capital Llp	Executive
Finisterre Malta Limited	Executive
Frode Foss Skiftesvik	Director
David Mc Geough	Director
Jonathan Nicholson	Executive
Colin Shaw	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Finisterre Malta Limited 171 Old Bakery Street
Valletta, O1, VLT 1455