Investment adviser · CRD 122459
FALCON POINT CAPITAL, LLC
Investment adviser filing (IA)
· Form ADV filed May 27, 2021
- Regulatory AUM
- $19.7M Form ADV · Item 5.F
- Client accounts
- 4 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 2 | $18,167,518 | 92.1% |
| Corporations & businesses | Fewer than 5 | $1,222,902 | 6.2% |
| Other clients | Fewer than 5 | $339,060 | 1.7% |
Filing source
Form ADV 1542822 · May 27, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
5 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
FALCON POINT LONG/SHORT FUND, LPHedge Fund · Last reported May 27, 2021$14.9MGross asset value
Form D fundraising filings
Falcon Point Long/Short Fund LP
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
SPICER JEFFERIES LLP
PCAOB 349
PERSHING LLC
SEC 8-17574
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
CRD 126798 · SEC 8-65914
BTIG, LLC
CRD 122225 · SEC 8-65473
Fund details & source
- Fund ID
- 805-9356316719
- Reported beneficial owners
- 16
- Minimum commitment
- $500K
- Form D file number
- 021-105229
Form ADV 1542822 · May 27, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
FALCON POINT HIGH YIELD FUND, LPHedge Fund · Last reported May 27, 2021$3.28MGross asset value
Form D fundraising filings
Falcon Point High Yield Fund LP
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
SPICER JEFFERIES LLP
PCAOB 349
PERSHING LLC
SEC 8-17574
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
CRD 126798 · SEC 8-65914
BTIG, LLC
CRD 122225 · SEC 8-65473
Fund details & source
- Fund ID
- 805-3782530978
- Reported beneficial owners
- 10
- Minimum commitment
- $250K
- Form D file number
- 021-105226
Form ADV 1542822 · May 27, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
FALCON POINT LONG/SHORT QUALIFIED FUND, LPHedge Fund · Last reported Dec 17, 2020$5.91MGross asset value
Form D fundraising filings
Falcon Point Long/Short Qualified Fund LP
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
SPICER JEFFERIES LLP
PCAOB 349
J.P. MORGAN SECURITIES LLC
SEC 8-35008
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
CRD 126798 · SEC 8-65914
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
Fund details & source
- Fund ID
- 805-2590726614
- Reported beneficial owners
- 4
- Minimum commitment
- $1M
- Form D file number
- 021-105330
Form ADV 1475268 · Dec 17, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
FALCON POINT LONG/SHORT TAX EXEMPT FUND, LPHedge Fund · Last reported Dec 17, 2020$3.29MGross asset value
Form D fundraising filings
Falcon Point Long/Short Tax Exempt Fund, L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
SPICER JEFFERIES LLP
PCAOB 349
J.P. MORGAN SECURITIES LLC
SEC 8-35008
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
CRD 126798 · SEC 8-65914
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
Fund details & source
- Fund ID
- 805-4712002155
- Reported beneficial owners
- 4
- Minimum commitment
- $500K
- Form D file number
- 021-105228
Form ADV 1475268 · Dec 17, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
FALCON POINT GLOBAL COMMUNICATIONS & TECHNOLOGY FUND, LPHedge Fund · Last reported Dec 17, 2020$1.63MGross asset value
Form D fundraising filings
Falcon Point Global Communications & Technology Fund LP
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
SPICER JEFFERIES LLP
PCAOB 349
J.P. MORGAN SECURITIES LLC
SEC 8-35008
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
CRD 126798 · SEC 8-65914
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
Fund details & source
- Fund ID
- 805-3721900756
- Reported beneficial owners
- 8
- Minimum commitment
- $500K
- Form D file number
- 021-105328
Form ADV 1475268 · Dec 17, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: May 27, 2021. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
CRD 122459
Filing source
Form ADV 1542822 · May 27, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.