Form D · Hedge Fund

Falcon Point Long/Short Tax Exempt Fund, L.P.

San Francisco, CA · CIK 0001404708

Offering snapshot reported Apr 6, 2020 · SEC filing

Reported sold: $45.2M
Investors reported: 32
Minimum accepted: $500K
First sale: Aug 1, 1995

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 6, 2020	Amendment	$45,199,346	$0vs Apr 15, 2019	32	SEC filing
Apr 15, 2019	Amendment	$45,199,346	$0vs Apr 17, 2018	32	SEC filing
Apr 17, 2018	Amendment	$45,199,346	$0vs Apr 17, 2017	32	SEC filing
Apr 17, 2017	Amendment	$45,199,346	$0vs Apr 7, 2016	32	SEC filing
Apr 7, 2016	Amendment	$45,199,346	$0vs Apr 7, 2015	32	SEC filing
Apr 7, 2015	Amendment	$45,199,346	$0vs Apr 3, 2014	32	SEC filing
Apr 3, 2014	Amendment	$45,199,346	$0vs Apr 4, 2013	32	SEC filing
Apr 4, 2013	Amendment	$45,199,346	$0vs Apr 4, 2012	32	SEC filing
Apr 4, 2012	Amendment	$45,199,346	$0vs Apr 4, 2011	32	SEC filing
Apr 4, 2011	Amendment	$45,199,346	$250,000vs Apr 5, 2010	32	SEC filing
Apr 5, 2010	Amendment	$44,949,346	$250,000vs Apr 7, 2009	31	SEC filing
Apr 7, 2009	Amendment	$44,699,346	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-105228

Limited Partner Interests

Source: Form D, filed Apr 6, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FALCON POINT LONG/SHORT TAX EXEMPT FUND, LP

Investment adviser: FALCON POINT CAPITAL, LLC

Gross asset value: $3.29M
Beneficial owners: 4
ADV minimum commitment: $500K

Reported in Form ADV on Dec 17, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor SPICER JEFFERIES LLP DENVER, Colorado, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer LONGSHIP ALTERNATIVE ASSET MANAGEMENT PORT WASHINGTON, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

SPICER JEFFERIES LLP
PCAOB 349

J.P. MORGAN SECURITIES LLC
SEC 8-35008

LONGSHIP ALTERNATIVE ASSET MANAGEMENT
CRD 126798 · SEC 8-65914

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1475268 · Dec 17, 2020 · Schedule D 7.B.(1), fund 805-4712002155

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James A. Bitzer	Executive
N/A Falcon Point Capital, Llc	Executive
William E. Grayson	Executive
Michael J. Mahoney	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Two Embarcadero Center Suite 420
San Francisco, CA, 94111