Form D · Hedge Fund

Falcon Point High Yield Fund LP

San Francisco, CA · CIK 0001404716

Offering snapshot reported Feb 2, 2023 · SEC filing

Reported sold: $48.3M
Investors reported: 147
Minimum accepted: $250K
First sale: Jun 1, 1989

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 2, 2023	Amendment	$48,254,032	$0vs Feb 14, 2022	147	SEC filing
Feb 14, 2022	Initial	$48,254,032	No comparison	147	SEC filing
Feb 23, 2021	Amendment	$48,254,032	$597,740vs Apr 6, 2020	147	SEC filing
Apr 6, 2020	Amendment	$47,656,292	$0vs Apr 15, 2019	145	SEC filing
Apr 15, 2019	Amendment	$47,656,292	$0vs Apr 17, 2018	145	SEC filing
Apr 17, 2018	Amendment	$47,656,292	$2,260vs Apr 17, 2017	145	SEC filing
Apr 17, 2017	Amendment	$47,654,032	$0vs Apr 7, 2016	145	SEC filing
Apr 7, 2016	Amendment	$47,654,032	$0vs Apr 6, 2015	145	SEC filing
Apr 6, 2015	Amendment	$47,654,032	$0vs Apr 3, 2014	145	SEC filing
Apr 3, 2014	Amendment	$47,654,032	$901,009vs Apr 4, 2013	145	SEC filing
Apr 4, 2013	Amendment	$46,753,023	$1,300,000vs Apr 4, 2012	144	SEC filing
Apr 4, 2012	Amendment	$45,453,023	$350,000vs Apr 4, 2011	142	SEC filing
Apr 4, 2011	Amendment	$45,103,023	$410,000vs Apr 2, 2010	140	SEC filing
Apr 2, 2010	Amendment	$44,693,023	$4,810,609vs Apr 6, 2009	138	SEC filing
Apr 6, 2009	Amendment	$39,882,414	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-433450

Limited Partner Interests

Source: Form D, filed Feb 2, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FALCON POINT HIGH YIELD FUND, LP

Investment adviser: FALCON POINT CAPITAL, LLC

Gross asset value: $3.28M
Beneficial owners: 10
ADV minimum commitment: $250K

Reported in Form ADV on May 27, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator YULISH & ASSOCIATES OXNORD, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFERIES LLP DENVER, Colorado, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer LONGSHIP ALTERNATIVE ASSET MANAGEMENT PORT WASHINGTON, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFERIES LLP
PCAOB 349

PERSHING LLC
SEC 8-17574

LONGSHIP ALTERNATIVE ASSET MANAGEMENT
CRD 126798 · SEC 8-65914

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1542822 · May 27, 2021 · Schedule D 7.B.(1), fund 805-3782530978

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James A. Bitzer	Executive
N/A Falcon Point Capital, Llc	Executive
William E. Grayson	Executive
Michael J. Mahoney	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

21 Orinda Way, C322
San Francisco, CA, 94563