Investment adviser · CRD 150676

EAGLE TRADING SYSTEMS INC.

Investment adviser filing (IA)

PRINCETON, NJ, United States · Form ADV filed Mar 4, 2020

Regulatory AUM: $136M
Client accounts: 8
Employees: 18
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Other clients	7	$133,940,856	98.2%
Pooled investment vehicles	1	$2,487,039	1.8%

Filing source

Form ADV 1389160 · Mar 4, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EAGLE QUANTITATIVE MACRO MASTER FUND LTD.Hedge Fund · Last reported May 8, 2017$98.7MGross asset value

Feeder funds

Fund administrator EQUINOXE ALTERNATIVE INVESTMENT SERVICES (BERMUDA) LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. HAMILTON, Bermuda

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: Yes

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SG AMERICAS SECURITIES, LLC
SEC 8-66125

MORGAN STANLEY
CRD 149777 · SEC 801-70103

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-2394970750
Reported beneficial owners: 16
Minimum commitment: $1M
Form D file number: 021-168728
Form D file number: 021-170086

Form ADV 1114372 · May 8, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAGLE ALTERNATIVE STRATEGIES MASTER FUND SPC - EAGLE GENESIS SEGREGATED PORTFOLIOHedge Fund · Last reported Nov 14, 2019$83.2MGross asset value

Feeder funds

EAGLE ALTERNATIVE STRATEGIES FUND LLC - EAGLE GENESIS SEGREGATED SERIES
EAGLE ALTERNATIVE STRATEGIES FUND SPC - EAGLE GENESIS SEGREGATED PORTFOLIO

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer FLYING CLOUD SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

MORGAN STANLEY & CO. LLC
SEC 8-15869

FLYING CLOUD SECURITIES LLC
CRD 167621 · SEC 8-69270

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-8638717160
Reported beneficial owners: 15
Minimum commitment: $100K
Form D file number: 021-258590

Form ADV 1355855 · Nov 14, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAGLE GLOBAL LTD.Hedge Fund · Last reported Jun 24, 2016$47.1MGross asset value

Form D fundraising filings

Eagle Global Ltd.

Fund administrator CENTAUR FUND SERVICES LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS HAMILTON, Bermuda

Custodian BERMUDA COMMERCIAL BANK LIMITED HAMILTON, Bermuda Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer UNION BANCAIRE PRIVEE, UBP SA GENEVA, Switzerland Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SG AMERICAS SECURITIES, LLC
SEC 8-66125

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-9897798765
Reported beneficial owners: 16
Minimum commitment: $1M
Form D file number: 021-176739

Form ADV 1025527 · Jun 24, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAGLE DIRECTIONAL MACRO MASTER FUND LTD.Hedge Fund · Last reported Jun 24, 2016$46.4MGross asset value

Feeder funds

EAGLE DIRECTIONAL MACRO FUND LLC
EAGLE DIRECTIONAL MACRO FUND LTD.

Fund administrator CENTAUR FUND SERVICES LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS HAMILTON, Bermuda

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: Yes

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SG AMERICAS SECURITIES, LLC
SEC 8-66125

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-2825967921
Reported beneficial owners: 16
Minimum commitment: $1M
Form D file number: 021-126253

Form ADV 1025527 · Jun 24, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAGLE GLOBAL LPHedge Fund · Last reported Oct 10, 2018$43.8MGross asset value

Form D fundraising filings

EAGLE GLOBAL L P

Fund administrator EQUINOXE ALTERNATIVE INVESTMENT SERVICES (BERMUDA) LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP HAMILTON, Bermuda

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 1277

GOLDMAN SACHS & CO. LLC
SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SG AMERICAS SECURITIES, LLC
SEC 8-66125

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-4481288709
Reported beneficial owners: 8
Minimum commitment: $500K
Form D file number: 021-129940

Form ADV 1244826 · Oct 10, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAGLE QUANTITATIVE MACRO FUND LLCHedge Fund · Last reported Oct 10, 2018$21.6MGross asset value

Form D fundraising filings

Eagle Quantitative Macro Fund LLC

Fund administrator EQUINOXE ALTERNATIVE INVESTMENT SERVICES (BERMUDA) LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. HAMILTON, Bermuda

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1277

GOLDMAN SACHS & CO. LLC
SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source

Fund ID: 805-2100238178
Reported beneficial owners: 11
Minimum commitment: $1M
Form D file number: 021-168728

Form ADV 1244826 · Oct 10, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 4, 2020. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

47 HULFISH STREET, SUITE 410
PRINCETON, NJ, 08542, United States

CRD 150676

Filing source

Form ADV 1389160 · Mar 4, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.