Form D · Other Investment Fund
EAGLE GLOBAL L P
Princeton, NJ · CIK 0001039450
Offering snapshot reported Apr 4, 2017 · SEC filing
- Reported sold
- $188M Indefinite offering
- Investors reported
- 81 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- May 1, 1997 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 4, 2017 | Amendment | $188,256,114 | $0vs Apr 4, 2016 | 81 | SEC filing |
| Apr 4, 2016 | Amendment | $188,256,114 | $0vs Apr 2, 2015 | 81 | SEC filing |
| Apr 2, 2015 | Amendment | $188,256,114 | $1,100,000vs Apr 3, 2014 | 81 | SEC filing |
| Apr 3, 2014 | Amendment | $187,156,114 | $7,750,000vs Apr 3, 2013 | 79 | SEC filing |
| Apr 3, 2013 | Amendment | $179,406,114 | $2,000,000vs Apr 3, 2012 | 75 | SEC filing |
| Apr 3, 2012 | Amendment | $177,406,114 | $0vs Mar 16, 2012 | 72 | SEC filing |
| Mar 16, 2012 | Amendment | $177,406,114 | $14,709,104vs Mar 15, 2011 | 72 | SEC filing |
| Mar 15, 2011 | Amendment | $162,697,010 | $7,755,547vs Mar 15, 2010 | 69 | SEC filing |
| Mar 15, 2010 | Amendment | $154,941,463 | No comparison | 68 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-129940
Source: Form D, filed Apr 4, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
EAGLE GLOBAL LP
Investment adviser: EAGLE TRADING SYSTEMS INC.
- Gross asset value
- $43.8M
- Beneficial owners
- 8
- ADV minimum commitment
- $500K
Reported in Form ADV on Oct 10, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 1277
GOLDMAN SACHS & CO. LLC
SEC 8-129
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
SG AMERICAS SECURITIES, LLC
SEC 8-66125
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221
SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125
Filing source
Form ADV 1244826 · Oct 10, 2018 · Schedule D 7.B.(1), fund 805-4481288709
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Emanuel | Executive |
| Donald Johnston | Executive |
| Eileen Mc Farlane Kovacs | Executive |
| Eileen Rebele | Executive |
| Gil Sternberg | Director |
| Liora Sternberg | Director, Executive |
| Menachem Sternberg | Executive |
| Tom Weaver | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Princeton, NJ, 08542