Form D · Hedge Fund

Eagle Quantitative Macro Fund LLC

Princeton, NJ · CIK 0001534831

Offering snapshot reported Nov 14, 2017 · SEC filing

Reported sold: $110M
Investors reported: 31
Minimum accepted: $100K
First sale: Nov 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 14, 2017	Amendment	$109,842,306	$0vs Nov 15, 2016	31	SEC filing
Nov 15, 2016	Amendment	$109,842,306	$2,500,000vs Nov 17, 2015	31	SEC filing
Nov 17, 2015	Amendment	$107,342,306	$0vs Nov 17, 2014	27	SEC filing
Nov 17, 2014	Amendment	$107,342,306	$10,000,000vs Nov 15, 2013	27	SEC filing
Nov 15, 2013	Amendment	$97,342,306	$20,905,314vs Nov 15, 2012	27	SEC filing
Nov 15, 2012	Amendment	$76,436,992	$66,436,992vs Nov 15, 2011	26	SEC filing
Nov 15, 2011	Initial	$10,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $199K
Finders' fees: $0
Form D file number: 021-168728

*The Issuer's relationship with Morgan Stanley Smith Barney terminated on November 1, 2017.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Morgan Stanley Smith Barney*	149777

Source: Form D, filed Nov 14, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EAGLE QUANTITATIVE MACRO FUND LLC

Investment adviser: EAGLE TRADING SYSTEMS INC.

Gross asset value: $21.6M
Beneficial owners: 11
ADV minimum commitment: $1M

Reported in Form ADV on Oct 10, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator EQUINOXE ALTERNATIVE INVESTMENT SERVICES (BERMUDA) LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. HAMILTON, Bermuda

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1277

GOLDMAN SACHS & CO. LLC
SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Filing source

Form ADV 1244826 · Oct 10, 2018 · Schedule D 7.B.(1), fund 805-2100238178

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michael Emanuel	Executive
Farzine Hachemian	Executive
Donald Johnston	Executive
Eileen Mc Farlane Kovacs	Executive
Eileen Rebele	Executive
Menachem Sternberg	Director, Executive
Gil Sternberg	Director
Tom Weaver	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

47 Hulfish Street Suite 410
Princeton, NJ, 08542