Investment adviser · CRD 107145

DUPONT CAPITAL MANAGEMENT

Investment adviser filing (IA)

DUPONT CAPITAL MANAGEMENT CORP

WILMINGTON, DE, United States · Form ADV filed Jan 28, 2026

Regulatory AUM: $10.1B
Client accounts: 3
Employees: 33
Advisory professionals: 16

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Retirement plans	1	$9,961,851,000	98.7%
Pooled investment vehicles	2	$130,100,000	1.3%

Filing source

Form ADV 2028551 · Jan 28, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DCM PRIVATE EQUITY FUND IVPrivate Equity Fund · Last reported Jan 28, 2026$95.1MGross asset value

Form D fundraising filings

DCM PRIVATE EQUITY FUND IV LLC

Fund administrator SS&C TECHNOLOGIES HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS PHILADELPHIA, Pennsylvania, United States

Custodian STATE STREET CORPORATION QUINCY, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

STATE STREET CORPORATION
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-1671992148
Reported beneficial owners: 11
Minimum commitment: $2M
Form D file number: 021-209059

Form ADV 2028551 · Jan 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DCM PRIVATE EQUITY FUND IIIPrivate Equity Fund · Last reported Jan 28, 2026$35MGross asset value

Form D fundraising filings

DCM PRIVATE EQUITY FUND III LLC

Fund administrator SS&C TECHNOLOGIES HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS PHILADELPHIA, Pennsylvania, United States

Custodian STATE STREET CORPORATION QUINCY, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

STATE STREET CORPORATION
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-5165182974
Reported beneficial owners: 14
Minimum commitment: $2M
Form D file number: 021-158041

Form ADV 2028551 · Jan 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DUPONT CAPITAL MANAGEMENT CORPORATION GEM TRUSTOther Private Fund · Last reported Mar 13, 2024$719MGross asset value

Form D fundraising filings

DUPONT CAPITAL MANAGEMENT CORP GEM TRUST

Fund administrator STATE STREET CORPORATION QUINCY, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS PHILADELPHIA, Pennsylvania, United States

Custodian STATE STREET CORPORATION QUINCY, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

Fund details & source

Fund ID: 805-5268565762
Reported beneficial owners: 2
Minimum commitment: $20M
Form D file number: 021-89206

Form ADV 1820688 · Mar 13, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WILTON PRIVATE EQUITY FUNDPrivate Equity Fund · Last reported Mar 5, 2025$16.2MGross asset value

Fund administrator STATE STREET CORPORATION QUINCY, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS PHILADELPHIA, Pennsylvania, United States

Custodian STATE STREET CORPORATION QUINCY, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

Fund details & source

Fund ID: 805-7329325474
Reported beneficial owners: 28
Minimum commitment: $250K
Form D file number: 021-1136593

Form ADV 1936060 · Mar 5, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DCM PRIVATE EQUITY FUND IIPrivate Equity Fund · Last reported Mar 5, 2025$5.89MGross asset value

Fund administrator SS&C TECHNOLOGIES HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS PHILADELPHIA, Pennsylvania, United States

Custodian STATE STREET CORPORATION QUINCY, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

STATE STREET CORPORATION
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-5064922128
Reported beneficial owners: 18
Minimum commitment: $3M
Form D file number: 021-84148

Form ADV 1936060 · Mar 5, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DCM PRIVATE CREDIT FUND, L.P.Other Private Fund · Last reported Mar 30, 2018$0Gross asset value

Fund administrator SS&C TECHNOLOGIES HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON PHILADELPHIA, Pennsylvania, United States

Custodian CITIZENS BANK PROVIDENCE, Rhode Island, United States Related to adviser: No

Marketer DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION WILMINGTON, Delaware, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON
PCAOB 248

DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION
CRD 144899 · SEC 8-67681

Fund details & source

Fund ID: 805-8508428562
Reported beneficial owners: 0
Minimum commitment: $2M

Form ADV 1203827 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DCM PRIVATE EQUITY FUND V, L.P.Private Equity Fund · Last reported Jun 24, 2020$0Gross asset value

Fund administrator SS&C TECHNOLOGIES HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS PHILADELPHIA, Pennsylvania, United States

Custodian CITIZENS BANK PROVIDENCE, Rhode Island, United States Related to adviser: No

Marketer FORESIDE FUNDS DISTRIBUTORS LLC PORTLAND, Maine, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

FORESIDE FUNDS DISTRIBUTORS LLC
CRD 31334 · SEC 8-45467

Fund details & source

Fund ID: 805-5457080066
Reported beneficial owners: 0
Minimum commitment: $1M

Form ADV 1435785 · Jun 24, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 28, 2026. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

1000 N. WEST STREET, SUITE 900
WILMINGTON, DE, 19801, United States

CRD 107145

Filing source

Form ADV 2028551 · Jan 28, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.