Form D · Private Equity Fund

DCM PRIVATE EQUITY FUND IV LLC

Wilmington, DE · CIK 0001595328

Offering snapshot reported Mar 10, 2015 · SEC filing

Reported sold: $92.7M
Investors reported: 5
Minimum accepted: $2M
First sale: Dec 19, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$51,000,000 → $92,705,000
Reported investors2 → 5

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 10, 2015	Amendment	$92,705,000	$41,705,000vs Dec 31, 2013	5	SEC filing
Dec 31, 2013	Initial	$51,000,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-209059

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
DUPONT CAPITAL MANAGEMENT MARKETING CORP.	144899	DUPONT CAPITAL MANAGEMENT MARKETING CORP. · CRD 144899

Source: Form D, filed Mar 10, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DCM PRIVATE EQUITY FUND IV

Investment adviser: DUPONT CAPITAL MANAGEMENT CORP

Gross asset value: $95.1M
Beneficial owners: 11
ADV minimum commitment: $2M

Reported in Form ADV on Jan 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS PHILADELPHIA, Pennsylvania, United States

Custodian STATE STREET CORPORATION QUINCY, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

STATE STREET CORPORATION
LEI 571474TGEMMWANRLN572

Filing source

Form ADV 2028551 · Jan 28, 2026 · Schedule D 7.B.(1), fund 805-1671992148

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
DCM PRIVATE EQUITY FUND III LLC	Apr 9, 2012	$62,655,000	10
DCM PRIVATE EQUITY FUND IV LLC (this fund)	Mar 10, 2015	$92,705,000	5

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Daryl B. Brown	Director
Kevin P. Campbell	Executive
Carmen J. Gigliotti	Executive
David W. Julier	Director
Howard F. Searing Iii	Director
Eric A. Wilcomes	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Righter Parkway, Suite 3200
Wilmington, DE, 19803