Form D · Other Investment Fund

DUPONT CAPITAL MANAGEMENT CORP GEM TRUST

Wilmington, DE · CIK 0001361653

Offering snapshot reported Feb 28, 2014 · SEC filing

Reported sold
$1.06B
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$20M
Reported outside-investor minimum
First sale
Apr 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.13B$4.26BApr 21, 2006Mar 15, 2010: $4,245,715,939.00Mar 15, 2010Mar 7, 2011: $4,257,767,294.00Mar 5, 2012: $4,228,223,264.00Mar 5, 2012Mar 4, 2013: $2,382,945,776.00Feb 28, 2014: $1,057,548,975.00Feb 28, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,257,767,294 → $1,057,548,975

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 28, 2014Amendment$1,057,548,975-$3,200,218,319vs Mar 7, 20112SEC filing
Mar 4, 2013Amendment$2,382,945,776-$1,874,821,518vs Mar 7, 20112SEC filing
Mar 5, 2012Amendment$4,228,223,264-$29,544,030vs Mar 7, 20112SEC filing
Mar 7, 2011Amendment$4,257,767,294$12,051,355vs Mar 15, 20102SEC filing
Mar 15, 2010Amendment$4,245,715,939No comparison2SEC filing
Apr 21, 2006PaperNot reportedNo comparisonNot reported

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-89206
Minimum investment amount may be waived.

Source: Form D, filed Feb 28, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DUPONT CAPITAL MANAGEMENT CORPORATION GEM TRUST

Investment adviser: DUPONT CAPITAL MANAGEMENT CORP

Gross asset value
$719M
Beneficial owners
2
ADV minimum commitment
$20M

Reported in Form ADV on Mar 13, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET CORPORATION QUINCY, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS PHILADELPHIA, Pennsylvania, United States
Custodian STATE STREET CORPORATION QUINCY, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

Filing source

Form ADV 1820688 · Mar 13, 2024 · Schedule D 7.B.(1), fund 805-5268565762

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Du Pont Capital Management Corporation Promoter
N/A State Street Bank And Trust Company Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Righter Parkway Suite 3200
Wilmington, DE, 19803