Investment adviser · CRD 138447

DUNBAR CAPITAL INVESTORS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2016

Regulatory AUM: $53.1M
Client accounts: 6
Employees: 5
Advisory professionals: 3

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DUNBAR CAPITAL MANAGEMENT I, LLCHedge Fund · Last reported Mar 30, 2016$25.8MGross asset value

Form D fundraising filings

Dunbar Capital Management I L L C

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA NA NEW YORK, New York, United States Related to adviser: No

Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No

Marketer AXA ADVISORS, LLC NEW YORK, New York, United States Related to adviser: No

Marketer COMMONWEALTH FINANCIAL NETWORK WALTHAM, Massachusetts, United States Related to adviser: No

Marketer FIRST HEARTLAND CAPITAL, INC. ST. LOUIS, Missouri, United States Related to adviser: No

Marketer GLOBAL EQUITY HOLDINGS, LLC LEBANON, New Jersey, United States Related to adviser: No

Marketer LINCOLN FINANCIAL ADVISORS CORPORATION HARTFORD, Connecticut, United States Related to adviser: No

Marketer LINCOLN INVESTMENT PLANNING, LLC WYNCOTE, Pennsylvania, United States Related to adviser: No

Marketer LPL FINANCIAL LLC BOSTON, Massachusetts, United States Related to adviser: No

Marketer SECURITIES AMERICA, INC. LA VISTA, Nevada, United States Related to adviser: No

Marketer SUMMIT EQUITIES INC PARSIPPANY, New Jersey, United States Related to adviser: No

Marketer TRIAD ADVISORS, INC. NORCROSS, Georgia, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

AXA ADVISORS, LLC
CRD 6627 · SEC 801-14065

COMMONWEALTH FINANCIAL NETWORK
CRD 8032 · SEC 801-41541

FIRST HEARTLAND CAPITAL, INC.
CRD 32460 · SEC 8-46008

GLOBAL EQUITY HOLDINGS, LLC
CRD 111348 · SEC 8-53164

LINCOLN FINANCIAL ADVISORS CORPORATION
CRD 3978 · SEC 801-42530

LINCOLN INVESTMENT PLANNING, LLC
CRD 519 · SEC 801-14059

LPL FINANCIAL LLC
CRD 6413 · SEC 801-10970

SECURITIES AMERICA, INC.
CRD 10205 · SEC 8-26602

SUMMIT EQUITIES INC
CRD 11039 · SEC 801-39162

TRIAD ADVISORS, INC.
CRD 25803 · SEC 801-55518

Fund details & source

Fund ID: 805-2827237574
Reported beneficial owners: 55
Minimum commitment: $100K
Form D file number: 021-65964

Form ADV 997650 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DUNBAR CAPITAL MANAGEMENT, LLCHedge Fund · Last reported Mar 30, 2016$11.7MGross asset value

Form D fundraising filings

DUNBAR CAPITAL MANAGEMENT LLC