Form D · Hedge Fund

DUNBAR CAPITAL TEI QP LTD

Grand Cayman, E9 · CIK 0001461037

Offering snapshot reported Mar 21, 2016 · SEC filing

Reported sold
$35.6M
Indefinite offering
Investors reported
104
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.8M$35.6MMar 16, 2009Mar 17, 2010: $27,314,760.00Mar 17, 2011: $30,655,540.00Mar 19, 2012: $34,496,809.00Mar 19, 2013: $35,345,309.00Mar 19, 2014: $35,595,309.00Mar 19, 2015: $35,595,309.00Mar 21, 2016: $35,595,309.00Mar 21, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2016Amendment$35,595,309$0vs Mar 19, 2015104SEC filing
Mar 19, 2015Amendment$35,595,309$0vs Mar 19, 2014104SEC filing
Mar 19, 2014Amendment$35,595,309$250,000vs Mar 19, 2013104SEC filing
Mar 19, 2013Amendment$35,345,309$848,500vs Mar 19, 2012103SEC filing
Mar 19, 2012Amendment$34,496,809$3,841,269vs Mar 17, 201199SEC filing
Mar 17, 2011Amendment$30,655,540$3,340,780vs Mar 17, 201090SEC filing
Mar 17, 2010Amendment$27,314,760No comparison77SEC filing
Mar 16, 2009PaperNot reportedNo comparisonNot reported

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$1.73M
Form D file number
021-129639

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Lincoln Financial Advisors Corp.3978
Summit Equities, Inc.11039
FSC Securities Corporation7461
LPL Financial Services6413
AXA Advisors, LLC6627
Securities America Inc.10205
First Heartland Capital, Inc.32460
Commonwealth Financial Network8032
Donald K. Gross1913749
Triad Advisors, Inc.25803

Source: Form D, filed Mar 21, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DUNBAR CAPITAL TEI QP LIMITED

Investment adviser: DUNBAR CAPITAL INVESTORS, LLC

Gross asset value
$4.79M
Beneficial owners
17
ADV minimum commitment
$100K

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO CAYMAN ISLANDS GRAND CAYMAN, Cayman Islands
Custodian BANK OF AMERICA NA NEW YORK, New York, United States Related to adviser: No
Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No
Marketer AXA ADVISORS, LLC NEW YORK, New York, United States Related to adviser: No
Marketer COMMONWEALTH FINANCIAL NETWORK WALTHAM, Massachusetts, United States Related to adviser: No
Marketer FIRST HEARTLAND CAPITAL, INC. ST. LOUIS, Missouri, United States Related to adviser: No
Marketer GLOBAL EQUITY HOLDINGS, LLC LEBANON, New Jersey, United States Related to adviser: No
Marketer LINCOLN FINANCIAL ADVISORS CORPORATION HARTFORD, Connecticut, United States Related to adviser: No
Marketer LINCOLN INVESTMENT PLANNING, LLC WYNCOTE, Pennsylvania, United States Related to adviser: No
Marketer LPL FINANCIAL LLC BOSTON, Massachusetts, United States Related to adviser: No
Marketer SECURITIES AMERICA, INC. LA VISTA, Nevada, United States Related to adviser: No
Marketer SUMMIT EQUITIES INC PARSIPPANY, New Jersey, United States Related to adviser: No
Marketer TRIAD ADVISORS, INC. NORCROSS, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

AXA ADVISORS, LLC
CRD 6627 · SEC 801-14065

COMMONWEALTH FINANCIAL NETWORK
CRD 8032 · SEC 801-41541

FIRST HEARTLAND CAPITAL, INC.
CRD 32460 · SEC 8-46008

GLOBAL EQUITY HOLDINGS, LLC
CRD 111348 · SEC 8-53164

LINCOLN FINANCIAL ADVISORS CORPORATION
CRD 3978 · SEC 801-42530

LINCOLN INVESTMENT PLANNING, LLC
CRD 519 · SEC 801-14059

LPL FINANCIAL LLC
CRD 6413 · SEC 801-10970

SECURITIES AMERICA, INC.
CRD 10205 · SEC 8-26602

SUMMIT EQUITIES INC
CRD 11039 · SEC 801-39162

TRIAD ADVISORS, INC.
CRD 25803 · SEC 801-55518

Filing source

Form ADV 997650 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-4214575085

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joe Hardiman Director
Nicholas Leonard Reader Lane Director
Eugene Major Executive
Selina O'neal Director
Linda Romney Leue Director
Rochelle Stern Major Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Box 309, Ugland House
Grand Cayman, E9, KY1-1104