Form D · Hedge Fund

Dunbar Horizons, LLC

New York, NY · CIK 0001484984

Offering snapshot reported Mar 19, 2012 · SEC filing

Reported sold: $7.92M
Investors reported: 2
Minimum accepted: $250K
First sale: Mar 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$7,376,089 → $7,924,137
Minimum accepted$0 → $250,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 19, 2012	Amendment	$7,924,137	$548,048vs Mar 17, 2011	2	SEC filing
Mar 17, 2011	Amendment	$7,376,089	No comparison	2	SEC filing
Feb 26, 2010	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $30.3K (estimated)
Form D file number: 021-139090

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Massachusetts Mutual Life Insurance Company	2682

Source: Form D, filed Mar 19, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DUNBAR HORIZONS, LLC

Investment adviser: DUNBAR CAPITAL INVESTORS, LLC

Gross asset value: $6.6M
Beneficial owners: 2
ADV minimum commitment: $250K

Reported in Form ADV on Mar 30, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UNTRACHT EARLY, LLC FLORHAM PARK, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor BDO USA, LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA NA NEW YORK, New York, United States Related to adviser: No

Marketer MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY SPRINGFIELD, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
CRD 2682 · SEC 801-8059

Filing source

Form ADV 616992 · Mar 30, 2012 · Schedule D 7.B.(1), fund 805-3471672830

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Eugene Major	Executive
Rochelle Stern Major	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

65 East 55 Th Street 35 Th Floor
New York, NY, 10022