Investment adviser · CRD 162463

DFJ GROWTH

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

DFJ GROWTH MANAGEMENT, LLC

SAN MATEO, CA, United States · Form ADV filed Mar 30, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

22 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DFJ GROWTH 2006 CONTINUATION, L.P.Venture Capital Fund · Last reported Mar 30, 2026$4.78BGross asset value
Auditor PRICEWATERHOUSECOOPERS LLC SAN JOSE, California, United States
Custodian MORGAN STANLEY SMITH BARNEY LLC MENLO PARK, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLC
PCAOB 238

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Fund details & source
Fund ID
805-8535438515
Reported beneficial owners
68
Minimum commitment
$5M
Form D file number
021-98066

Form ADV 2077619 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DFJ GROWTH IV, LPVenture Capital Fund · Last reported Mar 30, 2026$2.03BGross asset value

Form D fundraising filings

DFJ Growth IV, L.P.

Auditor PRICEWATERHOUSECOOPERS LLC SAN JOSE, California, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC MENLO PARK, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

PRICEWATERHOUSECOOPERS LLC
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Fund details & source
Fund ID
805-2836032460
Reported beneficial owners
144
Minimum commitment
$0
Form D file number
021-366516

Form ADV 2077619 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DFJ GROWTH 2013, L.P.Venture Capital Fund · Last reported Mar 30, 2026$2.03BGross asset value

Form D fundraising filings

DFJ Growth 2013, L.P.

Auditor PRICEWATERHOUSECOOPERS LLC SAN JOSE, California, United States
Custodian MORGAN STANLEY SMITH BARNEY LLC MENLO PARK, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLC
PCAOB 238

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Fund details & source
Fund ID
805-2586768275
Reported beneficial owners
58
Minimum commitment
$500K
Form D file number
021-195925

Form ADV 2077619 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DFJ GROWTH III, L.P.Venture Capital Fund · Last reported Mar 30, 2026$1.62BGross asset value

Form D fundraising filings

DFJ Growth 2016, L.P.

Auditor PRICEWATERHOUSECOOPERS LLC SAN JOSE, California, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC MENLO PARK, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLC
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Fund details & source
Fund ID
805-1885606124
Reported beneficial owners
75
Minimum commitment
$0
Form D file number
021-265498

Form ADV 2077619 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DFJ GROWTH V, L.P.Venture Capital Fund · Last reported Mar 30, 2026$1.55BGross asset value

Form D fundraising filings

DFJ Growth V, L.P.

Auditor PRICEWATERHOUSECOOPERS LLC SAN JOSE, California, United States
Custodian MORGAN STANLEY SMITH BARNEY LLC MENLO PARK, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

PRICEWATERHOUSECOOPERS LLC
PCAOB 238

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Fund details & source
Fund ID
805-8383045289
Reported beneficial owners
134
Minimum commitment
$0
Form D file number
021-500460

Form ADV 2077619 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DFJ GROWTH SPX INVESTORS, LPVenture Capital Fund · Last reported Mar 30, 2026$1.12BGross asset value

Form D fundraising filings

DFJ Growth SPX Investors, L.P.

Custodian MORGAN STANLEY SMITH BARNEY LLC MENLO PARK, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Fund details & source
Fund ID
805-8885685355
Reported beneficial owners
19
Minimum commitment
$0
Form D file number
021-310179

Form ADV 2077619 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DFJ GROWTH SPX INVESTORS IV, L.P.Venture Capital Fund · Last reported Mar 30, 2026$615MGross asset value

Form D fundraising filings

DFJ Growth SPX Investors IV, L.P.

Custodian MORGAN STANLEY SMITH BARNEY LLC MENLO PARK, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Fund details & source
Fund ID
805-4462309598
Reported beneficial owners
6
Minimum commitment
$0
Form D file number
021-447592

Form ADV 2077619 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1 NORTH B STREET, SUITE 2500
SAN MATEO, CA, 94401, United States

CRD 162463

Filing source

Form ADV 2077619 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.