Form D · Venture Capital Fund

DFJ Growth IV, L.P.

Menlo Park, CA · CIK 0001810962

Offering snapshot reported Apr 26, 2021 · SEC filing

Reported sold
$810M
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 26, 2021Amendment$809,615,000No comparisonNot reportedSEC filing
May 7, 2020InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-366516

Source: Form D, filed Apr 26, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DFJ GROWTH IV, LP

Investment adviser: DFJ GROWTH MANAGEMENT, LLC

Gross asset value
$2.03B
Beneficial owners
144
ADV minimum commitment
$0

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLC SAN JOSE, California, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC MENLO PARK, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

PRICEWATERHOUSECOOPERS LLC
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Filing source

Form ADV 2077619 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-2836032460

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John H.N. Fisher Executive
Randall S. Glein Executive
Barry M. Schuler Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2882 Sand Hill Road, Suite 150
Menlo Park, CA, 94025