Form D · Venture Capital Fund

DFJ Growth 2013, L.P.

Menlo Park, CA · CIK 0001575681

Offering snapshot reported May 8, 2014 · SEC filing

Reported sold: $450M
Investors reported: 67
Minimum accepted: $0
First sale: May 3, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$405,300,000 → $450,386,000
Reported investors58 → 67

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 8, 2014	Amendment	$450,386,000	$45,086,000vs Mar 26, 2014	67	SEC filing
Mar 26, 2014	Amendment	$405,300,000	No comparison	58	SEC filing
May 2, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $6.74M
Finders' fees: $0
Form D file number: 021-195925

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Greenhill & Co., LLC	40290	Greenhill & Co., LLC · CRD 40290
J.P. Morgan Securities LLC	79	J.P. Morgan Securities LLC · CRD 79

Source: Form D, filed May 8, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DFJ GROWTH 2013, L.P.

Investment adviser: DFJ GROWTH MANAGEMENT, LLC

Gross asset value: $2.03B
Beneficial owners: 58
ADV minimum commitment: $500K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLC SAN JOSE, California, United States

Custodian MORGAN STANLEY SMITH BARNEY LLC MENLO PARK, California, United States Related to adviser: No

Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSECOOPERS LLC
PCAOB 238

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Filing source

Form ADV 2077619 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-2586768275

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Mark W. Bailey	Executive
John H. N. Fisher	Executive
Randall S. Glein	Executive
Barry M. Schuler	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2882 Sand Hill Road, Suite 150
Menlo Park, CA, 94025