Investment adviser · CRD 155680

DAVIDSON KEMPNER CAPITAL MANAGEMENT LP

NEW YORK, NY, United States · Form ADV filed Mar 31, 2023

Regulatory AUM: $40.8B
Client accounts: 64
Employees: 516
Advisory professionals: 152

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$44,057,509,239	449	Mar 31, 2022
2022	$40,818,602,853	516	Mar 31, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	62	$39,987,428,215	98.0%
Insurance companies	Fewer than 5	$831,174,638	2.0%

Filing source

Form ADV 1706113 · Mar 31, 2023 · Item 5.D

Reported by DAVIDSON KEMPNER CAPITAL MANAGEMENT LP (CRD 155680).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

43 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES MASTER FUND LPHedge Fund$1.55BGross asset value

Search Form D filings →

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-1163455997
Reported beneficial owners: 331
Minimum commitment: $2M

Form ADV 1706113 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by DAVIDSON KEMPNER CAPITAL MANAGEMENT LP (CRD 155680).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DAVIDSON KEMPNER LONG-TERM DISTRESSED OPPORTUNITIES INTERNATIONAL MASTER FUND V LPHedge Fund · Master$1.36BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Davidson Kempner Long-Term Distressed Opportunities International V LP

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-9859153261
Reported beneficial owners: 228
Minimum commitment: $5M
Form D file number: 021-348278

Form ADV 1706113 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by DAVIDSON KEMPNER CAPITAL MANAGEMENT LP (CRD 155680).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DAVIDSON KEMPNER LONG-TERM DISTRESSED OPPORTUNITIES INTERNATIONAL MASTER FUND IV LPHedge Fund · Master$1.33BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Davidson Kempner Long-Term Distressed Opportunities International IV LP

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-3215814996
Reported beneficial owners: 124
Minimum commitment: $5M
Form D file number: 021-294707

Form ADV 1706113 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by DAVIDSON KEMPNER CAPITAL MANAGEMENT LP (CRD 155680).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES FUND LPHedge Fund$1.29BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES FUND LP

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

Fund details & source

Fund ID: 805-4208914695
Reported beneficial owners: 157
Minimum commitment: $2M
Form D file number: 021-76428

Form ADV 1706113 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by DAVIDSON KEMPNER CAPITAL MANAGEMENT LP (CRD 155680).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DAVIDSON KEMPNER OPPORTUNITIES INTERNATIONAL MASTER FUND VI LPHedge Fund · Master$1.22BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Davidson Kempner Opportunities International VI LP

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer ALTA ALTERNATIVE INVESTMENTS PTE. LTD. SINGAPORE, Singapore Related to adviser: No Other funds reporting this name →

Marketer CAIS CAPITAL LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CAIS CAPITAL LLC
CRD 154512 · SEC 8-68646

Fund details & source

Fund ID: 805-5900026231
Reported beneficial owners: 117
Minimum commitment: $5M
Form D file number: 021-427432

Form ADV 1706113 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by DAVIDSON KEMPNER CAPITAL MANAGEMENT LP (CRD 155680).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DAVIDSON KEMPNER LONG-TERM DISTRESSED OPPORTUNITIES FUND IV LPHedge Fund$875MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Davidson Kempner Long-Term Distressed Opportunities Fund IV LP

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-5143050776
Reported beneficial owners: 153
Minimum commitment: $5M
Form D file number: 021-294708

Form ADV 1706113 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by DAVIDSON KEMPNER CAPITAL MANAGEMENT LP (CRD 155680).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

M.H. DAVIDSON & CO.Hedge Fund$829MGross asset value

Search Form D filings →

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

Fund details & source

Fund ID: 805-9410018653
Reported beneficial owners: 3
Minimum commitment: $0

Form ADV 1706113 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by DAVIDSON KEMPNER CAPITAL MANAGEMENT LP (CRD 155680).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jan 26, 2023 · previous imported filing

Regulatory AUM$44,057,509,239 → $40,818,602,853
Client accounts59 → 64
Employees449 → 516

Filing source

Form ADV 1706113 · Mar 31, 2023 · Items 1 & 5

Reported by DAVIDSON KEMPNER CAPITAL MANAGEMENT LP (CRD 155680).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $40.8B
Non-discretionary: $0

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

520 MADISON AVENUE, 30TH FLOOR
NEW YORK, NY, 10022, United States

CRD 155680

Filing source

Form ADV 1706113 · Mar 31, 2023 · Items 1 & 5

Reported by DAVIDSON KEMPNER CAPITAL MANAGEMENT LP (CRD 155680).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.