Investment adviser · CRD 282145

CROSS OCEAN ADVISER LLP

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

LONDON, United Kingdom · Form ADV filed Mar 31, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

21 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CROSS OCEAN SIF ESS FUND (K) L.P.Hedge Fund · Last reported Mar 31, 2026$744MGross asset value

Form D fundraising filings

Cross Ocean SIF ESS Fund (K) L.P.

Fund administrator SS&C FINANCIAL SERVICES LIMITED LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C (LUXEMBOURG) SARL LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian JPMORGAN CHASE BANK N.A. BOURNEMOUTH, United Kingdom Related to adviser: No
Custodian NORTHERN TRUST GLOBAL SERVICES SE LUXEMBOURG, Luxembourg Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 1655

NORTHERN TRUST GLOBAL SERVICES SE
LEI HWIPDOTRM1EKRPKYKH81

HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
CRD 131452 · SEC 8-66464

Fund details & source
Fund ID
805-9934707235
Reported beneficial owners
1
Minimum commitment
$100K
Form D file number
021-335430

Form ADV 2077884 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CROSS OCEAN ESS MASTER FUND IV L.P.Hedge Fund · Last reported Mar 31, 2026$678MGross asset value

Feeder funds

Fund administrator SS&C FINANCIAL SERVICES LIMITED LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C FUND SERVICES (CAYMAN) LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C (LUXEMBOURG) SARL LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands
Custodian NORTHERN TRUST GLOBAL SERVICES SE LUXEMBOURG, Luxembourg Related to adviser: No
Custodian NORTHERN TRUST SECURITIES, INC. JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD
PCAOB 1655

NORTHERN TRUST GLOBAL SERVICES SE
LEI HWIPDOTRM1EKRPKYKH81

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

Fund details & source
Fund ID
805-4524088872
Reported beneficial owners
54
Minimum commitment
$5M
Form D file number
021-408269
Form D file number
021-408270

Form ADV 2077884 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BOSPHORUS CLO VII DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund · Last reported Mar 31, 2026$673MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON S.A./N.V., DUBLIN BRANCH DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor ERNST & YOUNG CHARTERED ACCOUNTANTS DUBLIN, Ireland
Custodian THE BANK OF NEW YORK MELLON, LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG CHARTERED ACCOUNTANTS
PCAOB 1411

Fund details & source
Fund ID
805-1732872447
Reported beneficial owners
3
Minimum commitment
$100K

Form ADV 2077884 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CROSS OCEAN ESS MASTER FUND V SCSPHedge Fund · Last reported Mar 31, 2026$651MGross asset value

Feeder funds

  • CROSS OCEAN USD ESS FUND V OPEN LP
  • CROSS OCEAN EUR ESS FUND V CLOSED SCSP
  • CROSS OCEAN EUR ESS FUND V OPEN LP
  • CROSS OCEAN EUR ESS FUND V SCSP
  • CROSS OCEAN USD ESS FUND V CLOSED SCSP
  • CROSS OCEAN USD ESS FUND V SCSP
Fund administrator SS&C FINANCIAL SERVICES LIMITED LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C (LUXEMBOURG) SARL LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C TECHNOLOGIES INC. WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands
Custodian THE BANK OF NEW YORK MELLON S/A NV LUXEMBOURG, Luxembourg Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD
PCAOB 1655

Fund details & source
Fund ID
805-1073998126
Reported beneficial owners
42
Minimum commitment
$5M
Form D file number
021-513599

Form ADV 2077884 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CROSS OCEAN BOSPHORUS CLO XI DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund · Last reported Mar 31, 2026$586MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON S.A./N.V., DUBLIN BRANCH DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor ERNST & YOUNG CHARTERED ACCOUNTANTS DUBLIN, Ireland
Custodian THE BANK OF NEW YORK MELLON, LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG CHARTERED ACCOUNTANTS
PCAOB 1411

Fund details & source
Fund ID
805-3470453936
Reported beneficial owners
2
Minimum commitment
$100K

Form ADV 2077884 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CROSS OCEAN ESS MASTER FUND III L.P.Hedge Fund · Last reported Mar 31, 2026$514MGross asset value

Feeder funds

Fund administrator SS&C FINANCIAL SERVICES LIMITED LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C FUND SERVICES (CAYMAN) LTD GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C (LUXEMBOURG) SARL LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD GEORGE TOWN, Cayman Islands
Custodian NORTHERN TRUST GLOBAL SERVICES SE LUXEMBOURG, Luxembourg Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD
PCAOB 1655

NORTHERN TRUST GLOBAL SERVICES SE
LEI HWIPDOTRM1EKRPKYKH81

Fund details & source
Fund ID
805-6221700054
Reported beneficial owners
24
Minimum commitment
$5M
Form D file number
021-340413
Form D file number
021-340417

Form ADV 2077884 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CROSS OCEAN BOSPHORUS CLO X DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund · Last reported Mar 31, 2026$495MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON S.A./N.V., DUBLIN BRANCH DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor ERNST & YOUNG CHARTERED ACCOUNTANTS DUBLIN, Ireland
Custodian THE BANK OF NEW YORK MELLON, LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG CHARTERED ACCOUNTANTS
PCAOB 1411

Fund details & source
Fund ID
805-3279337235
Reported beneficial owners
2
Minimum commitment
$100K

Form ADV 2077884 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

2 ST. JAMES'S MARKET
LONDON, SW1Y 4AH, United Kingdom

CRD 282145

Filing source

Form ADV 2077884 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.