Form D · Private Equity Fund
Cross Ocean USD ESS Fund III Open L.P.
Grand Cayman, E9 · CIK 0001770822
Offering snapshot reported May 20, 2020 · SEC filing
- Reported sold
- $168M Offering amount: $1.5B
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Jun 5, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 7
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 20, 2020 | Amendment | $168,000,000 | No comparison | 7 | SEC filing |
| May 24, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-340413
Total Amount Sold represents amounts sold by the Issuer only. Each of Total Offering Amount and Total Remaining to be Sold applies to the Issuer and its parallel vehicles in the aggregate.
Source: Form D, filed May 20, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CROSS OCEAN USD ESS FUND III OPEN L.P.
Investment adviser: CROSS OCEAN ADVISER LLP
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 2077884 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-4063793499
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gregory Bennett | Director |
| Cross Ocean Ess Fund Iii Gp L.P. | Executive |
| Nathan Day | Director |
| Richard Ellison | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-1106