Form D · Hedge Fund

Cross Ocean SIF ESS Fund (K) L.P.

London, X0 · CIK 0001770843

Offering snapshot reported Mar 21, 2019 · SEC filing

Reported sold: $150M
Investors reported: 1
Minimum accepted: $100K
First sale: Mar 7, 2019

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 21, 2019	Initial	$150,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $2.06M (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-335430

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
None	None	Aqueduct Capital Group, LLC · CRD 131452

Source: Form D, filed Mar 21, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CROSS OCEAN SIF ESS FUND (K) L.P.

Investment adviser: CROSS OCEAN ADVISER LLP

Gross asset value: $744M
Beneficial owners: 1
ADV minimum commitment: $100K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FINANCIAL SERVICES LIMITED LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C (LUXEMBOURG) SARL LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands

Custodian JPMORGAN CHASE BANK N.A. BOURNEMOUTH, United Kingdom Related to adviser: No

Custodian NORTHERN TRUST GLOBAL SERVICES SE LUXEMBOURG, Luxembourg Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 1655

NORTHERN TRUST GLOBAL SERVICES SE
LEI HWIPDOTRM1EKRPKYKH81

HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
CRD 131452 · SEC 8-66464

Filing source

Form ADV 2077884 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9934707235

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gregory Bennett	Director
Cross Ocean Sif Ess Fund (K) Gp L.P.	Executive
Nathan Day	Director
Richard Ellison	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Cross Ocean Adviser Llp 11 Charles Ii Street
London, X0, SW1Y 4QU