Investment adviser · CRD 148361
COGNIOS CAPITAL, LLC
Investment adviser filing (IA)
LEAWOOD, KS, United States · Form ADV filed Mar 27, 2020
- Regulatory AUM
- $532M Form ADV · Item 5.F
- Client accounts
- 101 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 3 | $234,421,185 | 44.0% |
| High-net-worth individuals | 16 | $193,266,241 | 36.3% |
| Pooled investment vehicles | 1 | $85,599,562 | 16.1% |
| Other investment advisers | 11 | $9,030,783 | 1.7% |
| Individuals | 22 | $7,873,431 | 1.5% |
| Charities | Fewer than 5 | $2,170,451 | 0.4% |
Filing source
Form ADV 1397519 · Mar 27, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
5 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
COGNIOS BETA NEUTRAL LARGE CAP FUND, LPHedge Fund · Last reported Mar 27, 2020$85.6MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BBD, LLP
PCAOB 552
BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490
BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490
Fund details & source
- Fund ID
- 805-6549824264
- Reported beneficial owners
- 8
- Minimum commitment
- $1M
- Form D file number
- 021-171379
Form ADV 1397519 · Mar 27, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
COGNIOS PURE ALPHA FUND, LPHedge Fund · Last reported Mar 31, 2014$68.6MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526
BTIG, LLC
CRD 122225 · SEC 8-65473
Fund details & source
- Fund ID
- 805-6862943279
- Reported beneficial owners
- 8
- Minimum commitment
- $1M
- Form D file number
- 021-137021
Form ADV 798151 · Mar 31, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
COGNIOS CORE EQUITY FUND, LPHedge Fund · Last reported Nov 25, 2013$6.92MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526
BTIG, LLC
CRD 122225 · SEC 8-65473
Fund details & source
- Fund ID
- 805-8233232516
- Reported beneficial owners
- 32
- Minimum commitment
- $1M
- Form D file number
- 021-157258
Form ADV 768746 · Nov 25, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ROME DEEP VALUE MICRO CAP FUND, LPHedge Fund · Last reported May 2, 2013$2.6MGross asset value
Form D fundraising filings
ROME DEEP VALUE MICRO CAP FUND, LP
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526
BTIG, LLC
CRD 122225 · SEC 8-65473
Fund details & source
- Fund ID
- 805-6223212683
- Reported beneficial owners
- 8
- Minimum commitment
- $1M
- Form D file number
- 021-153788
Form ADV 735511 · May 2, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ROMECAP BETA NEUTRAL ALL CAP FUND, LPHedge Fund · Last reported May 2, 2013$1.86MGross asset value
Form D fundraising filings
ROMECAP BETA NEUTRAL ALL CAP FUND, LP
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526
BTIG, LLC
CRD 122225 · SEC 8-65473
Fund details & source
- Fund ID
- 805-3807469617
- Reported beneficial owners
- 5
- Minimum commitment
- $1M
- Form D file number
- 021-171377
Form ADV 735511 · May 2, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 27, 2020. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Performance-based
Principal office
11250 TOMAHAWK CREEK PKWYLEAWOOD, KS, 66211, United States
CRD 148361
Filing source
Form ADV 1397519 · Mar 27, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.