Form D · Hedge Fund

ROMECAP BETA NEUTRAL ALL CAP FUND, LP

Leawood, KS · CIK 0001538887

Offering snapshot reported Jan 13, 2012 · SEC filing

Reported sold: $1.05M
Investors reported: 4
Minimum accepted: $1M
First sale: Jan 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 13, 2012	Amendment	$1,051,000	$0vs Jan 6, 2012	4	SEC filing
Jan 6, 2012	Initial	$1,051,000	No comparison	4	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-171377

Source: Form D, filed Jan 13, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROMECAP BETA NEUTRAL ALL CAP FUND, LP

Investment adviser: COGNIOS CAPITAL, LLC

Gross asset value: $1.86M
Beneficial owners: 5
ADV minimum commitment: $1M

Reported in Form ADV on May 2, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RUBIN BROWN LLP OVERLAND PARK, Kansas, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 735511 · May 2, 2013 · Schedule D 7.B.(1), fund 805-3807469617

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jonathan Angrist	Executive
Brian James Machtley	Executive
N/A Romemc Gp, Llc	Executive
N/A Tcp Fund Management, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Tcp Fund Management, Llc 11550 Ash Street, Suite 300
Leawood, KS, 66211