Form D · Hedge Fund

ROME DEEP VALUE MICRO CAP FUND, LP

Leawood, KS · CIK 0001510117

Offering snapshot reported Jan 14, 2011 · SEC filing

Reported sold
$1M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 14, 2011Initial$1,001,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-153788

Source: Form D, filed Jan 14, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROME DEEP VALUE MICRO CAP FUND, LP

Investment adviser: COGNIOS CAPITAL, LLC

Gross asset value
$2.6M
Beneficial owners
8
ADV minimum commitment
$1M

Reported in Form ADV on May 2, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RUBIN BROWN LLP OVERLAND PARK, Kansas, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 735511 · May 2, 2013 · Schedule D 7.B.(1), fund 805-6223212683

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jonathan Angrist Executive
Brian James Machtley Executive
N/A Romemc Gp, Llc Executive
N/A Tcp Fund Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Romemc Gp, Llc 11250 Tomahawk Creek Parkway
Leawood, KS, 66211