Investment adviser · CRD 152478

CEREBELLUM CAPITAL

Investment adviser filing (IA)

CEREBELLUM GP, LLC

SAN FRANCISCO, CA, United States · Form ADV filed Apr 29, 2020

Regulatory AUM: $442M
Client accounts: 1
Employees: 9
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$441,738,574	100.0%

Filing source

Form ADV 1418664 · Apr 29, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CEREBELLUM MACHINE LEARNING FUND, L.P.Hedge Fund · Last reported Apr 29, 2020$442MGross asset value

Form D fundraising filings

Cerebellum Machine Learning Fund, L.P.

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER & TIDWELL LOS ANGELES, California, United States

Custodian CITY NATIONAL CORPORATION LOS ANGELES, California, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer BAYVIEW ASSET MANAGEMENT CO., LTD. TOKYO, Japan Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WEAVER & TIDWELL
PCAOB 410

INTERACTIVE BROKERS LLC
SEC 8-47257

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-6305338904
Reported beneficial owners: 36
Minimum commitment: $500K
Form D file number: 021-284333

Form ADV 1418664 · Apr 29, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CEREBELLUM ATM FUND, L.P.Hedge Fund · Last reported Mar 3, 2015$102MGross asset value

Form D fundraising filings

Cerebellum ATM Fund, L.P.

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG WALNUT CREEK, California, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian CITY NATIONAL CORPORATION LOS ANGELES, California, United States Related to adviser: No

Custodian E*TRADE SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian FIDELITY PRIME SERVICES BOSTON, Massachusetts, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian JEFFERIES FUNDING LLC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH FINANCIAL MARKETS, INC. NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH INTERNATIONAL NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY CAPITAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO INTERNATIONAL PLC NEW YORK, New York, United States Related to adviser: No

Custodian NOMURA GLOBAL FINANCIAL PRODUCTS NE WYORK, New York, United States Related to adviser: No

Custodian NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States Related to adviser: No

Custodian OPTIONSXPRESS, INC. CHICAGO, Illinois, United States Related to adviser: No

Custodian SCOTTRADE, INC. ST. LOUIS, Missouri, United States Related to adviser: No

Custodian SOCIETE GENERALE NEW YORK, New York, United States Related to adviser: No

Prime broker FIDELITY PRIME SERVICES BOSTON, Massachusetts, United States

Prime broker GOLDMAN SACHS BANK USA NEW YORK, New York, United States

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Prime broker JEFFERIES FUNDING LLC NEW YORK, New York, United States

Prime broker MERRILL LYNCH FINANCIAL MARKETS, INC. NEW YORK, New York, United States

Prime broker MERRILL LYNCH INTERNATIONAL NEW YORK, New York, United States

Prime broker MORGAN STANLEY CAPITAL SERVICES INC. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO INTERNATIONAL PLC NEW YORK, New York, United States

Prime broker NOMURA GLOBAL FINANCIAL PRODUCTS NE WYORK, New York, United States

Prime broker NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States

Prime broker SOCIETE GENERALE NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

E*TRADE SECURITIES LLC
SEC 8-44112

GOLDMAN, SACHS & CO.
SEC 8-129

INTERACTIVE BROKERS LLC
SEC 8-47257

NOMURA SECURITIES INTERNATIONAL, INC.
SEC 8-15255

OPTIONSXPRESS, INC.
SEC 8-52354

SCOTTRADE, INC.
SEC 8-24760

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 8-15255

Fund details & source

Fund ID: 805-7777294801
Reported beneficial owners: 4
Minimum commitment: $500K
Form D file number: 021-137529

Form ADV 876555 · Mar 3, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CEREBELLUM MULTI-STRATEGY FUND, L.P.Hedge Fund · Last reported Apr 5, 2018$2.04MGross asset value

Form D fundraising filings

Cerebellum Multi-Strategy Fund, L.P.

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER & TIDWELL LOS ANGELES, California, United States

Custodian BANK OF AMERICA MERRILL LYNCH NEW YORK, New York, United States Related to adviser: No

Custodian CITY NATIONAL CORPORATION LOS ANGELES, California, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker BANK OF AMERICA MERRILL LYNCH NEW YORK, New York, United States

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER & TIDWELL
PCAOB 410

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-5297238435
Reported beneficial owners: 12
Minimum commitment: $500K
Form D file number: 021-185111

Form ADV 1202504 · Apr 5, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

31415928Hedge Fund · Last reported Jun 14, 2012$285KGross asset value

Form D fundraising filings

CEREBELLUM ALPHA FUND LP

Fund administrator HEDGECOUNT LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS & COMPANY LLP SAN FRANCISCO, California, United States

Custodian CITY NATIONAL CORPORATION LOS ANGELES, California, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian SCOTTRADE, INC. ST. LOUIS, Missouri, United States Related to adviser: No

Custodian WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Prime broker LIME BROKERAGE LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

INTERACTIVE BROKERS LLC
SEC 8-47257

SCOTTRADE, INC.
SEC 8-24760

WEDBUSH SECURITIES INC.
SEC 8-12987

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

LIME BROKERAGE LLC
CRD 104369 · SEC 8-52843

Fund details & source

Fund ID: 805-9157425104
Reported beneficial owners: 2
Minimum commitment: $500K
Form D file number: 021-128258

Form ADV 648547 · Jun 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 29, 2020. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

425 CALIFORNIA STREET, SUITE 1350
SAN FRANCISCO, CA, 94104, United States

CRD 152478

Filing source

Form ADV 1418664 · Apr 29, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.