Form D · Hedge Fund

CEREBELLUM ALPHA FUND LP

San Francisco, CA · CIK 0001459093

Offering snapshot reported Dec 6, 2011 · SEC filing

Reported sold
$2.41M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.21M$2.41MApr 21, 2010: $1,530,000.00Apr 21, 2010Dec 6, 2011: $2,410,500.00Dec 6, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,530,000 → $2,410,500
  • Reported investors4 → 10

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 6, 2011Amendment$2,410,500$880,500vs Apr 21, 201010SEC filing
Apr 21, 2010Amendment$1,530,000No comparison4SEC filing
Jul 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128258

Source: Form D, filed Dec 6, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

31415928

Investment adviser: CEREBELLUM GP, LLC

Gross asset value
$285K
Beneficial owners
2
ADV minimum commitment
$500K

Reported in Form ADV on Jun 14, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGECOUNT LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY LLP SAN FRANCISCO, California, United States
Custodian CITY NATIONAL CORPORATION LOS ANGELES, California, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian SCOTTRADE, INC. ST. LOUIS, Missouri, United States Related to adviser: No
Custodian WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker LIME BROKERAGE LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

SCOTTRADE, INC.
SEC 8-24760

WEDBUSH SECURITIES INC.
SEC 8-12987

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

LIME BROKERAGE LLC
CRD 104369 · SEC 8-52843

Filing source

Form ADV 648547 · Jun 14, 2012 · Schedule D 7.B.(1), fund 805-9157425104

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Andre Director, Executive
N/A Cerebellum Gp, Llc Executive
Michael Dubno Director
Conrad Gann Director, Executive
Ihor Lys Director
Gary Mueller Director
George Mueller Director
Eric Teller Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
425 California Street Suite 1250
San Francisco, CA, 94104