Form D · Hedge Fund

Cerebellum ATM Fund, L.P.

San Francisco, CA · CIK 0001478098

Offering snapshot reported Sep 19, 2014 · SEC filing

Reported sold
$41.6M
Indefinite offering
Investors reported
25
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Nov 16, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$61.5M$123MJan 7, 2010: $3,500,000.00Jan 7, 2010Dec 6, 2011: $65,201,019.00Dec 6, 2011Dec 7, 2012: $77,370,054.00Dec 7, 2012Dec 9, 2013: $123,040,526.00Sep 19, 2014: $41,576,532.00Sep 19, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$123,040,526 → $41,576,532
  • Reported investors38 → 25

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 19, 2014Amendment$41,576,532-$81,463,994vs Dec 9, 201325SEC filing
Dec 9, 2013Amendment$123,040,526$45,670,472vs Dec 7, 201238SEC filing
Dec 7, 2012Amendment$77,370,054$12,169,035vs Dec 6, 201138SEC filing
Dec 6, 2011Amendment$65,201,019$61,701,019vs Jan 7, 201029SEC filing
Jan 7, 2010Initial$3,500,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-137529

Source: Form D, filed Sep 19, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CEREBELLUM ATM FUND, L.P.

Investment adviser: CEREBELLUM GP, LLC

Gross asset value
$102M
Beneficial owners
4
ADV minimum commitment
$500K

Reported in Form ADV on Mar 3, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG WALNUT CREEK, California, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian CITY NATIONAL CORPORATION LOS ANGELES, California, United States Related to adviser: No
Custodian E*TRADE SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian FIDELITY PRIME SERVICES BOSTON, Massachusetts, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian JEFFERIES FUNDING LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH FINANCIAL MARKETS, INC. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO INTERNATIONAL PLC NEW YORK, New York, United States Related to adviser: No
Custodian NOMURA GLOBAL FINANCIAL PRODUCTS NE WYORK, New York, United States Related to adviser: No
Custodian NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States Related to adviser: No
Custodian OPTIONSXPRESS, INC. CHICAGO, Illinois, United States Related to adviser: No
Custodian SCOTTRADE, INC. ST. LOUIS, Missouri, United States Related to adviser: No
Custodian SOCIETE GENERALE NEW YORK, New York, United States Related to adviser: No
Prime broker FIDELITY PRIME SERVICES BOSTON, Massachusetts, United States
Prime broker GOLDMAN SACHS BANK USA NEW YORK, New York, United States
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker JEFFERIES FUNDING LLC NEW YORK, New York, United States
Prime broker MERRILL LYNCH FINANCIAL MARKETS, INC. NEW YORK, New York, United States
Prime broker MERRILL LYNCH INTERNATIONAL NEW YORK, New York, United States
Prime broker MORGAN STANLEY CAPITAL SERVICES INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO INTERNATIONAL PLC NEW YORK, New York, United States
Prime broker NOMURA GLOBAL FINANCIAL PRODUCTS NE WYORK, New York, United States
Prime broker NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States
Prime broker SOCIETE GENERALE NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

E*TRADE SECURITIES LLC
SEC 8-44112

GOLDMAN, SACHS & CO.
SEC 8-129

INTERACTIVE BROKERS LLC
SEC 8-47257

NOMURA SECURITIES INTERNATIONAL, INC.
SEC 8-15255

OPTIONSXPRESS, INC.
SEC 8-52354

SCOTTRADE, INC.
SEC 8-24760

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 8-15255

Filing source

Form ADV 876555 · Mar 3, 2015 · Schedule D 7.B.(1), fund 805-7777294801

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Andre Director, Executive
N/A Cerebellum Gp, Llc Executive
Michael Dubno Director
Conrad Gann Executive
Ihor Lys Director
Gary Mueller Director
George Mueller Director
Eric Teller Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
425 California Street Suite 1350
San Francisco, CA, 94104