Investment adviser · CRD 160092

CAPEVIEW CAPITAL LLP

Investment adviser filing (IA)

LONDON, United Kingdom · Form ADV filed Mar 25, 2026

Regulatory AUM: $668M
Client accounts: 5
Employees: 14
Advisory professionals: 8

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$504,551,917	75.6%
Other clients	Fewer than 5	$163,025,702	24.4%

Filing source

Form ADV 2073545 · Mar 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CAPEVIEW AZRI STRATEGIC FUNDHedge Fund · Last reported Mar 25, 2026$210MGross asset value

Form D fundraising filings

CapeView Azri Strategic Fund

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON CAYMAN GEORGE TOWN, Cayman Islands

Auditor GRANT THORNTON IRELAND DUBLIN, Ireland

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Marketer CAPEVIEW CAPITAL LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer NORTHERN LIGHTS ALTERNATIVE ADVISORS LLP LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON CAYMAN
PCAOB 5346

GRANT THORNTON IRELAND
PCAOB 1402

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

Fund details & source

Fund ID: 805-2188728547
Reported beneficial owners: 11
Minimum commitment: $100K
Form D file number: 021-254846

Form ADV 2073545 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPEVIEW AZRI FUNDHedge Fund · Last reported Mar 25, 2026$184MGross asset value

Form D fundraising filings

CapeView Azri Fund

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON CAYMAN GEORGE TOWN, Cayman Islands

Auditor GRANT THORNTON IRELAND DUBLIN, Ireland

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian JP MORGAN CHASE BANK, N.A. LONDON, United Kingdom Related to adviser: No

Marketer CAPEVIEW CAPITAL LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON CAYMAN
PCAOB 5346

GRANT THORNTON IRELAND
PCAOB 1402

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN SACHS & CO. LLC
SEC 8-129

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-8552037263
Reported beneficial owners: 26
Minimum commitment: $100K
Form D file number: 021-181486

Form ADV 2073545 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPEVIEW AZRI 2X FUNDHedge Fund · Last reported Mar 25, 2026$78.1MGross asset value

Form D fundraising filings

CapeView Azri 2X Fund

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON CAYMAN GEORGE TOWN, Cayman Islands

Auditor GRANT THORNTON IRELAND DUBLIN, Ireland

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian JP MORGAN CHASE BANK, N.A. LONDON, United Kingdom Related to adviser: No

Marketer CAPEVIEW CAPITAL LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON CAYMAN
PCAOB 5346

GRANT THORNTON IRELAND
PCAOB 1402

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN SACHS & CO. LLC
SEC 8-129

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-6256073538
Reported beneficial owners: 9
Minimum commitment: $100K
Form D file number: 021-181485

Form ADV 2073545 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPEVIEW RECOVERY FUNDHedge Fund · Last reported Jul 27, 2017$535MGross asset value

Form D fundraising filings

CapeView Recovery Fund

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON CAYMAN GEORGE TOWN, Cayman Islands

Auditor GRANT THORNTON IRELAND DUBLIN, Ireland

Custodian CITIGROUP GLOBAL CAPITAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Prime broker CITIGROUP GLOBAL CAPITAL MARKETS LIMITED LONDON, United Kingdom

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5797977993
Reported beneficial owners: 39
Minimum commitment: $100K
Form D file number: 021-181487

Form ADV 1130033 · Jul 27, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPEVIEW VOLATILITY FUNDHedge Fund · Last reported May 31, 2017$7.86MGross asset value

Form D fundraising filings

CapeView Volatility Fund

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON GEORGE TOWN, Cayman Islands

Auditor GRANT THORNTON DUBLIN, Ireland

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8624875471
Reported beneficial owners: 4
Minimum commitment: $100K
Form D file number: 021-280713

Form ADV 1119211 · May 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRAFALGAR KAHALA JET FUNDHedge Fund · Last reported Sep 12, 2013$1.73MGross asset value

Fund administrator BNY MELLON FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON CAYMAN GEORGE TOWN, Cayman Islands

Auditor GRANT THORNTON IRELAND DUBLIN, Ireland

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9272405399
Reported beneficial owners: 14
Minimum commitment: $0

Form ADV 754766 · Sep 12, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRAFALGAR DISCOVERY FUNDHedge Fund · Last reported Mar 3, 2017$335KGross asset value

Fund administrator INTERNATIONAL FUND SERVICES ("IFS") DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1098428285
Reported beneficial owners: 14
Minimum commitment: $0

Form ADV 1076905 · Mar 3, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

BOROUGH YARDS, 13 DIRTY LANE
LONDON, SE1 9PA, United Kingdom

CRD 160092

Filing source

Form ADV 2073545 · Mar 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.