Form D · Other Investment Fund

CapeView Recovery Fund

George Town, Grand Cayman, E9 · CIK 0001553392

Offering snapshot reported Jul 15, 2016 · SEC filing

Reported sold
$95.5M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$47.7M$95.5MJul 19, 2012: $33,600,000.00Jul 19, 2012Jul 19, 2013: $10,504,821.00Jul 19, 2013Jul 17, 2014: $39,475,526.00Jul 17, 2014Jul 15, 2015: $89,475,526.00Jul 15, 2015Jul 15, 2016: $95,475,526.00Jul 15, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$89,475,526 → $95,475,526

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 15, 2016Amendment$95,475,526$6,000,000vs Jul 15, 201511SEC filing
Jul 15, 2015Amendment$89,475,526$50,000,000vs Jul 17, 201411SEC filing
Jul 17, 2014Amendment$39,475,526$28,970,705vs Jul 19, 201310SEC filing
Jul 19, 2013Amendment$10,504,821-$23,095,179vs Jul 19, 20125SEC filing
Jul 19, 2012Initial$33,600,000No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-181487
No commission was paid by the Issuer.

Source: Form D, filed Jul 15, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPEVIEW RECOVERY FUND

Investment adviser: CAPEVIEW CAPITAL LLP

Gross asset value
$535M
Beneficial owners
39
ADV minimum commitment
$100K

Reported in Form ADV on Jul 27, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON CAYMAN GEORGE TOWN, Cayman Islands
Auditor GRANT THORNTON IRELAND DUBLIN, Ireland
Custodian CITIGROUP GLOBAL CAPITAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Prime broker CITIGROUP GLOBAL CAPITAL MARKETS LIMITED LONDON, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1130033 · Jul 27, 2017 · Schedule D 7.B.(1), fund 805-5797977993

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrew Ashworth Director
Clive Harris Director
David Miller Director
Maxwell Quin Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Ugland House, South Church Street
George Town, Grand Cayman, E9, KY1-1104