Form D · Other Investment Fund

CapeView Volatility Fund

George Town, Grand Cayman, E9 · CIK 0001697941

Offering snapshot reported Feb 15, 2017 · SEC filing

Reported sold: $150K
Investors reported: 1
Minimum accepted: $100K
First sale: Jan 31, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 15, 2017	Initial	$150,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-280713

Source: Form D, filed Feb 15, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPEVIEW VOLATILITY FUND

Investment adviser: CAPEVIEW CAPITAL LLP

Gross asset value: $7.86M
Beneficial owners: 4
ADV minimum commitment: $100K

Reported in Form ADV on May 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON GEORGE TOWN, Cayman Islands

Auditor GRANT THORNTON DUBLIN, Ireland

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1119211 · May 31, 2017 · Schedule D 7.B.(1), fund 805-8624875471

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Clive Harris	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Maples Corporate Services Limited Ugland House, South Church Street
George Town, Grand Cayman, E9, KY1-1104