Investment adviser · CRD 284056
CAPE ANN ASSET MANAGEMENT
Investment adviser filing (IA)
CAPE ANN ASSET MANAGEMENT LIMITED
LONDON, United Kingdom · Form ADV filed Jun 17, 2026
- Regulatory AUM
- $3.78B Form ADV · Item 5.F
- Client accounts
- 4 Accounts, not individual clients
- Employees
- 21 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 3 | $3,675,643,473 | 97.2% |
| Corporations & businesses | 1 | $104,033,562 | 2.8% |
Filing source
Form ADV 2109381 · Jun 17, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
CAPE ANN GLOBAL DEVELOPING MARKETS FUNDOther Private Fund · Last reported Jun 17, 2026$2.91BGross asset value
Form D fundraising filings
Cape Ann Global Developing Markets Fund
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30
Fund details & source
- Fund ID
- 805-5469678036
- Reported beneficial owners
- 137
- Minimum commitment
- $2M
- Form D file number
- 021-249241
Form ADV 2109381 · Jun 17, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAPE ANN (IRELAND) TRUST - CAPE ANN GLOBAL DEVELOPING MARKETS (IRELAND) FUNDOther Private Fund · Last reported Jun 17, 2026$715MGross asset value
Form D fundraising filings
Cape Ann (Ireland) Trust - Cape Ann Global Developing Markets (Ireland) Fund
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 207
THE NORTHERN TRUST COMPANY, LONDON BRANCH
LEI 6PTKHDJ8HDUF78PFWH30
Fund details & source
- Fund ID
- 805-4459173284
- Reported beneficial owners
- 67
- Minimum commitment
- $2M
- Form D file number
- 021-579770
Form ADV 2109381 · Jun 17, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAPE ANN PERIVALLON FUNDOther Private Fund · Last reported Jun 17, 2026$47.6MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30
Fund details & source
- Fund ID
- 805-6932918880
- Reported beneficial owners
- 6
- Minimum commitment
- $2M
- Form D file number
- 021-391487
Form ADV 2109381 · Jun 17, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jun 17, 2026. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets
Principal office
1 DUKE'S MEWSLONDON, W1U 3ET, United Kingdom
CRD 284056
Filing source
Form ADV 2109381 · Jun 17, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.