Form D · Other Investment Fund

Cape Ann Global Developing Markets Fund

Marlborough, MA · CIK 0001655270

Offering snapshot reported Mar 2, 2026 · SEC filing

Reported sold: $2.86B
Investors reported: 221
Minimum accepted: $0
First sale: Dec 3, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,290,618,962 → $2,855,681,376
Reported investors197 → 221

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 2, 2026	Amendment	$2,855,681,376	$565,062,414vs Aug 29, 2023	221	SEC filing
Mar 18, 2025	Amendment	$2,686,196,296	$395,577,334vs Aug 29, 2023	208	SEC filing
Apr 5, 2024	Amendment	$2,550,431,874	$259,812,912vs Aug 29, 2023	198	SEC filing
Aug 29, 2023	Amendment	$2,290,618,962	$44,353,212vs Aug 30, 2022	197	SEC filing
Aug 30, 2022	Amendment	$2,246,265,750	$243,440,796vs Aug 31, 2021	188	SEC filing
Aug 31, 2021	Amendment	$2,002,824,954	No comparison	Not reported	SEC filing
Aug 20, 2020	Amendment	$1,665,410,884	$240,857,767vs Sep 12, 2019	144	SEC filing
Sep 12, 2019	Amendment	$1,424,553,117	$656,450,929vs Oct 9, 2018	136	SEC filing
Oct 9, 2018	Amendment	$768,102,188	$490,595,656vs Oct 11, 2017	62	SEC filing
Oct 11, 2017	Amendment	$277,506,532	$193,096,095vs Oct 11, 2016	46	SEC filing
Oct 11, 2016	Amendment	$84,410,437	No comparison	18	SEC filing
Oct 13, 2015	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 3C.7, 06b, 3C
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-249241

The total amount sold and the number of investors do not take withdrawals into consideration.

Source: Form D, filed Mar 2, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPE ANN GLOBAL DEVELOPING MARKETS FUND

Investment adviser: CAPE ANN ASSET MANAGEMENT LIMITED

Gross asset value: $2.91B
Beneficial owners: 137
ADV minimum commitment: $2M

Reported in Form ADV on Jun 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Filing source

Form ADV 2109381 · Jun 17, 2026 · Schedule D 7.B.(1), fund 805-5469678036

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jonathan Neva Bell	Director, Executive
Stephen Charles Butt	Executive
Michael John Julian Cowan	Executive
Chris Brann Cowie	Executive
Timothy John Linehan	Director
Peter Reeve Lockey	Director, Executive
John Francis Lynch	Director
N/A Silchester International Investors Inc.	Promoter
Geoffrey P. Summers	Director, Executive
Ivana Vilicnik	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Cape Ann Asset Management, Inc. 11 Apex Drive, Suite 300 A
Marlborough, MA, 01752