Form D · Other Investment Fund

CAPE ANN PERIVALLON FUND

Marlborough, MA · CIK 0001848555

Offering snapshot reported Mar 2, 2026 · SEC filing

Reported sold
$42.2M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 19, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$21.1M$42.2MMar 8, 2021: $15,675,052.00Mar 8, 2021Aug 10, 2021: $16,864,902.00Aug 5, 2022: $42,181,053.00Apr 11, 2023: $42,192,962.00Apr 5, 2024: $42,205,621.00Mar 18, 2025: $42,205,621.00Mar 2, 2026: $42,205,621.00Mar 2, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$42,192,962 → $42,205,621

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 2, 2026Amendment$42,205,621$12,659vs Apr 11, 20237SEC filing
Mar 18, 2025Amendment$42,205,621$12,659vs Apr 11, 20237SEC filing
Apr 5, 2024Amendment$42,205,621$12,659vs Apr 11, 20237SEC filing
Apr 11, 2023Amendment$42,192,962$11,909vs Aug 5, 20227SEC filing
Aug 5, 2022Amendment$42,181,053$25,316,151vs Aug 10, 20216SEC filing
Aug 10, 2021Amendment$16,864,902$1,189,850vs Mar 8, 20214SEC filing
Mar 8, 2021Initial$15,675,052No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C.7, 06b, 3C
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-391487
The total amount sold and the number of investors do not take withdrawals into consideration.

Source: Form D, filed Mar 2, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPE ANN PERIVALLON FUND

Investment adviser: CAPE ANN ASSET MANAGEMENT LIMITED

Gross asset value
$47.6M
Beneficial owners
6
ADV minimum commitment
$2M

Reported in Form ADV on Jun 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Filing source

Form ADV 2109381 · Jun 17, 2026 · Schedule D 7.B.(1), fund 805-6932918880

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jonathan Neva Bell Director, Executive
Timothy John Lineham Director
Timothy John Linehan Director
Peter Reeve Lockey Director, Executive
John Francis Lynch Director
Geoffrey P. Summers Director, Executive
Ivana Vilicnik Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
11 Apex Drive, Suite 300 A
Marlborough, MA, 01752