Investment adviser · CRD 157007

CALTIUS CAPITAL MANAGEMENT, LP

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Mar 27, 2026

Regulatory AUM
$1.06B
Form ADV · Item 5.F
Client accounts
17
Accounts, not individual clients
Employees
21
Reported in this filing
Advisory professionals
17
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles17$1,064,884,177100.0%
Filing source

Form ADV 2066584 · Mar 27, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

20 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CALTIUS PARTNERS VI (SBIC), LPHedge Fund · Last reported Mar 27, 2026$253MGross asset value

Form D fundraising filings

CALTIUS PARTNERS VI (SBIC), LP

Auditor KPMG LLP LOS ANGELES, California, United States
Custodian FIFTH THIRD BANK, NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

FIFTH THIRD BANK, NATIONAL ASSOCIATION
LEI QFROUN1UWUYU0DVIWD51

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source
Fund ID
805-5029296843
Reported beneficial owners
56
Minimum commitment
$2.5M
Form D file number
021-423219

Form ADV 2066584 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CALTIUS PARTNERS V (SBIC), LPHedge Fund · Last reported Mar 27, 2026$246MGross asset value

Form D fundraising filings

Caltius Partners V (SBIC), LP

Auditor KPMG LLP LOS ANGELES, California, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION LOS ANGELES, California, United States Related to adviser: No
Marketer B. RILEY SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

KPMG LLP
PCAOB 185

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

B. RILEY SECURITIES, INC.
CRD 25027 · SEC 8-41426

Fund details & source
Fund ID
805-8327004189
Reported beneficial owners
33
Minimum commitment
$2.5M
Form D file number
021-260857

Form ADV 2066584 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CALTIUS EQUITY PARTNERS V, LPHedge Fund · Last reported Mar 27, 2026$103MGross asset value
Auditor KPMG LLP LOS ANGELES, California, United States
Custodian FIFTH THIRD BANK, NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

FIFTH THIRD BANK, NATIONAL ASSOCIATION
LEI QFROUN1UWUYU0DVIWD51

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source
Fund ID
805-1282270780
Reported beneficial owners
58
Minimum commitment
$5M
Form D file number
021-2067699

Form ADV 2066584 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CALTIUS EQUITY PARTNERS III, LPPrivate Equity Fund · Last reported Mar 27, 2026$101MGross asset value

Form D fundraising filings

Caltius Equity Partners III, LP

Auditor KPMG LLP LOS ANGELES, California, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source
Fund ID
805-7106431357
Reported beneficial owners
29
Minimum commitment
$5M
Form D file number
021-203304

Form ADV 2066584 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CALTIUS PARTNERS VI, LPPrivate Equity Fund · Last reported Mar 27, 2026$82.5MGross asset value

Form D fundraising filings

CALTIUS PARTNERS VI, LP

Auditor KPMG LLP LOS ANGELES, California, United States
Custodian FIFTH THIRD BANK, NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

FIFTH THIRD BANK, NATIONAL ASSOCIATION
LEI QFROUN1UWUYU0DVIWD51

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source
Fund ID
805-1349235194
Reported beneficial owners
4
Minimum commitment
$5M
Form D file number
021-433827

Form ADV 2066584 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CALTIUS PARTNERS IV, LPPrivate Equity Fund · Last reported Mar 27, 2026$75.2MGross asset value
Auditor KPMG LLP LOS ANGELES, California, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source
Fund ID
805-3132485182
Reported beneficial owners
42
Minimum commitment
$5M
Form D file number
021-115849

Form ADV 2066584 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CALTIUS PARTNERS V, LPPrivate Equity Fund · Last reported Mar 27, 2026$66.5MGross asset value

Form D fundraising filings

Caltius Partners V, LP

Auditor KPMG LLP LOS ANGELES, California, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source
Fund ID
805-8483529998
Reported beneficial owners
8
Minimum commitment
$5M
Form D file number
021-228883

Form ADV 2066584 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

11766 WILSHIRE BLVD, SUITE 850
LOS ANGELES, CA, 90025-6567, United States

CRD 157007

Filing source

Form ADV 2066584 · Mar 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.