Form D · Private Equity Fund
Caltius Partners V, LP
Los Angeles, CA · CIK 0001624438
Offering snapshot reported Nov 20, 2015 · SEC filing
- Reported sold
- $112M Offering amount: $500M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 1, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 7
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 20, 2015 | Amendment | $112,017,000 | No comparison | 7 | SEC filing |
| Nov 21, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-228883
Total Offering Amount includes amounts in respect of affiliated and parallel mezzanine investment funds. The GP of the Issuer reserves the right to offer a greater or lesser amount of interests as may be set forth in the Issuer's offering materials.
Agent earns fees based on a schedule relating to commitments. All such fees are offset against the management fees payable by Issuer or are paid by the Issuer's GP.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| FBR Capital Markets & Co. | 25027 |
Source: Form D, filed Nov 20, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CALTIUS PARTNERS V, LP
Investment adviser: CALTIUS CAPITAL MANAGEMENT, LP
- Gross asset value
- $66.5M
- Beneficial owners
- 8
- ADV minimum commitment
- $5M
Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
KPMG LLP
PCAOB 185
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02
Filing source
Form ADV 2066584 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-8483529998
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alisa G. Frederick | Executive |
| Gregory J. Howorth | Executive |
| Michael A. Kane | Executive |
| James B. Upchurch | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90025