Form D · Other Investment Fund
CALTIUS PARTNERS VI (SBIC), LP
Los Angeles, CA · CIK 0001895956
Offering snapshot reported Dec 2, 2021 · SEC filing
- Reported sold
- $103M Indefinite offering
- Investors reported
- 43 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 19, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 2, 2021 | Initial | $102,600,000 | No comparison | 43 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-423219
Source: Form D, filed Dec 2, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CALTIUS PARTNERS VI (SBIC), LP
Investment adviser: CALTIUS CAPITAL MANAGEMENT, LP
- Gross asset value
- $253M
- Beneficial owners
- 56
- ADV minimum commitment
- $2.5M
Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
KPMG LLP
PCAOB 185
FIFTH THIRD BANK, NATIONAL ASSOCIATION
LEI QFROUN1UWUYU0DVIWD51
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02
Filing source
Form ADV 2066584 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-5029296843
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gavin Bates | Executive |
| N/A Caltius Capital Management, Lp | Executive |
| Alisa Frederick | Executive |
| N/A Gpm Vi (Sbic), Lp | Executive |
| Greg Howorth | Executive |
| Michael Kane | Executive |
| Frederick Shuart | Executive |
| N/A Ugpm Vi (Sbic), Llc | Executive |
| James Upchurch | Executive |
| Eric Wauthy | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90025