Investment adviser · CRD 109239
BROOKLINE INVESTMENTS, INC.
Investment adviser filing (IA)
BIRMINGHAM, AL, United States · Form ADV filed Jun 5, 2026
- Regulatory AUM
- $281M Form ADV · Item 5.F
- Client accounts
- 33 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 7 | $222,539,260 | 79.1% |
| High-net-worth individuals | 20 | $47,722,175 | 17.0% |
| Retirement plans | Fewer than 5 | $6,996,606 | 2.5% |
| Corporations & businesses | 3 | $4,210,545 | 1.5% |
| Individuals | Fewer than 5 | $0 | 0.0% |
| Banks & thrifts | Fewer than 5 | $0 | 0.0% |
| Charities | Fewer than 5 | $0 | 0.0% |
| Government entities | Fewer than 5 | $0 | 0.0% |
| Other investment advisers | Fewer than 5 | $0 | 0.0% |
| Insurance companies | Fewer than 5 | $0 | 0.0% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $0 | 0.0% |
| Other clients | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 2109536 · Jun 5, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
20 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
BROOKLINE SPV, LLCPrivate Equity Fund · Last reported Jun 5, 2026$62.5MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DIPIAZZA LAROCCA HEETER & CO., LLC
PCAOB 5903
MORGAN STANLEY & CO. LLC
SEC 8-15869
Fund details & source
- Fund ID
- 805-6575119716
- Reported beneficial owners
- 113
- Minimum commitment
- $0
- Form D file number
- 021-342481
Form ADV 2109536 · Jun 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BROOKLINE VALUE INVESTMENT FUND, LLCOther Private Fund · Last reported Jun 5, 2026$58MGross asset value
Form D fundraising filings
Brookline Value Investment Fund, LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DIPIAZZA LAROCCA HEETER & CO., LLC
PCAOB 5903
CHARLES SCHWAB & CO., INC.
SEC 8-16514
IRA INNOVATIONS, LLC
LEI 90-6026793
PACIFIC PREMIER TRUST
LEI 02-0526633
STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Fund details & source
- Fund ID
- 805-7093787287
- Reported beneficial owners
- 34
- Minimum commitment
- $250K
- Form D file number
- 021-144919
Form ADV 2109536 · Jun 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAMP ONE VENTURES (FUND B), LLCVenture Capital Fund · Last reported Jun 5, 2026$57.8MGross asset value
Form D fundraising filings
Camp One Ventures (Fund B), LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DIPIAZZA LAROCCA HEETER & CO., LLC
PCAOB 5903
STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447
Fund details & source
- Fund ID
- 805-3238757883
- Reported beneficial owners
- 71
- Minimum commitment
- $100K
- Form D file number
- 021-199989
Form ADV 2109536 · Jun 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAMP ONE VENTURES FUND DVenture Capital Fund · Last reported Jun 5, 2026$25.1MGross asset value
Form D fundraising filings
Camp One Ventures (Fund D), LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DIPIAZZA LAROCCA HEETER & CO., LLC
PCAOB 5903
Fund details & source
- Fund ID
- 805-9278910187
- Reported beneficial owners
- 18
- Minimum commitment
- $500K
- Form D file number
- 021-289818
Form ADV 2109536 · Jun 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAMP ONE VENTURES FUND A, LLCVenture Capital Fund · Last reported Jun 5, 2026$9.44MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DIPIAZZA LAROCCA HEETER & CO., LLC
PCAOB 5903
STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447
Fund details & source
- Fund ID
- 805-9416909982
- Reported beneficial owners
- 50
- Minimum commitment
- $100K
- Form D file number
- 021-179075
Form ADV 2109536 · Jun 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BROOKLINE SPECIAL SITUATIONS FUND, LLCPrivate Equity Fund · Last reported Jun 5, 2026$6.21MGross asset value
Form D fundraising filings
Brookline Special Situations Fund, LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DIPIAZZA LAROCCA HEETER & CO., LLC
PCAOB 5903
STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447
Fund details & source
- Fund ID
- 805-1356025401
- Reported beneficial owners
- 24
- Minimum commitment
- $25K
- Form D file number
- 021-192931
Form ADV 2109536 · Jun 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAMP ONE VENTURES (FUND C)Venture Capital Fund · Last reported Jun 5, 2026$3.56MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DIPIAZZA LAROCCA HEETER & CO., LLC
PCAOB 5903
STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447
Fund details & source
- Fund ID
- 805-8574768761
- Reported beneficial owners
- 37
- Minimum commitment
- $100K
- Form D file number
- 021-199989
Form ADV 2109536 · Jun 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jun 5, 2026. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Selection of other advisers
Compensation
Percentage of assets · Performance-based
Principal office
2830 CAHABA ROAD, SUITE 100BIRMINGHAM, AL, 35223, United States
CRD 109239
Filing source
Form ADV 2109536 · Jun 5, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.