Form D · Investing

Brookline Special Situations Fund, LLC

Birmingham, AL · CIK 0001571272

Offering snapshot reported Mar 7, 2013 · SEC filing

Reported sold
$1.7M
Offering amount: $5M
Investors reported
7
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 27, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 7, 2013Initial$1,700,000No comparison7SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-192931

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Brookline Group, LLC153587Brookline Group, LLC · CRD 153587

Source: Form D, filed Mar 7, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROOKLINE SPECIAL SITUATIONS FUND, LLC

Investment adviser: BROOKLINE INVESTMENTS, INC.

Gross asset value
$6.21M
Beneficial owners
24
ADV minimum commitment
$25K

Reported in Form ADV on Jun 5, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DIPIAZZA LAROCCA HEETER & CO., LLC MOUNTAIN BROOK, Alabama, United States
Custodian SERVISFIRST BANK BIRMINGHAM, Alabama, United States Related to adviser: No
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED BIRMINGHAM, Alabama, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DIPIAZZA LAROCCA HEETER & CO., LLC
PCAOB 5903

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Filing source

Form ADV 2109536 · Jun 5, 2026 · Schedule D 7.B.(1), fund 805-1356025401

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Madding King, Iii Director
Harris Lydon Director
J. Rainer Twiford Director

Issuer details

Industry: Investing (See others in industry)

Address:
2501 Twentieth Place South Suite 275
Birmingham, AL, 35223